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HomeMy WebLinkAbout2018-10-22 PT 2018 Solid Waste Collection RFP final City of Port Townsend Request for Proposal GARBAGE, RECYCLABLES, & YARD DEBRIS COLLECTION October 2018 REQUEST FOR PROPOSALS City of Port Townsend - Request for Proposals Garbage, Recycling, and Yard debris Collection and Disposal/Marketing Services Table of Contents SECTION 1: INFORMATION FOR PROPOSERS .......................................................................................................... 1 1.1INTRODUCTION ............................................................................................................................................ 1 1.2EXISTINGCOLLECTIONSYSTEM ..................................................................................................................... 2 1.3GENERALTERMS .......................................................................................................................................... 4 1.3.1 General Scope of the New Contract; Base Proposal ................................................................................ 4 1.3.2. Alternatives ......................................................................................................................................... 5 SECTION 2: INSTRUCTIONS TO PROPOSERS ............................................................................................................ 5 2.1DEFINEDTERMS ........................................................................................................................................... 6 2.2CITYCONTACTANDCOPIESOFPROPOSALDOCUMENTS ............................................................................... 7 2.3EXAMINATIONOFPROPOSALDOCUMENTS .................................................................................................. 7 2.4INTERPRETATIONS,SCHEDULEANDADDENDA .............................................................................................. 8 2.5PROPOSALSECURITYBOND .......................................................................................................................... 9 2.6CITYINVESTIGATIONSANDPROCESSDECISIONS ......................................................................................... 10 2.7PROPOSALS ................................................................................................................................................ 11 2.8PREPARATIONOFPROPOSALFORMS .......................................................................................................... 11 2.9SUBMISSIONOFPROPOSALS ....................................................................................................................... 12 2.10MODIFICATIONORWITHDRAWALOFPROPOSALS ..................................................................................... 12 2.11PROPOSALEVALUATION ........................................................................................................................... 12 2.11.1 Evaluation Criteria ............................................................................................................................ 12 2.11.2 Process ............................................................................................................................................. 13 2.12SERVICESSTARTDATE ............................................................................................................................... 14 2.13PUBLICDOCUMENTSANDDISCLOSURE ..................................................................................................... 14 2.14DISCLAIMEROFCOSTS .............................................................................................................................. 14 2.15INSTRUCTIONSFORSUBMITTINGARESPONSIVEPROPOSAL ...................................................................... 15 2.15.1 Obtain Proposal Documents .............................................................................................................. 15 2.15.2 Conduct Investigation Deemed Necessary ......................................................................................... 15 2.15.3 Submit Responsive Proposal .............................................................................................................. 15 2.16PROCESSINTEGRITYREQUIREMENTS ........................................................................................................ 15 SECTION 3: PROPOSAL INSTRUCTIONS AND FORMS ............................................................................................ 16 3.1PPGF ROPOSAL REPARATION UIDELINES AND ORMAT B.1 Proposer ................................................................................................................................................ 17 B.2 Resumes ................................................................................................................................................ 17 B.3 Litigation and Violations ........................................................................................................................ 18 B.4 Subcontractors ...................................................................................................................................... 18 B.5 Experience ............................................................................................................................................. 18 C.CMO ........................................................................................................ 18 OLLECTION AND ANAGEMENT PERATIONS C.1 Garbage, Recycling and Yard debris Collection and Handling .................................................................. 19 C.2 Billing Support and Customer Service Support ........................................................................................ 19 C.3 Transition and Implementation Plan ...................................................................................................... 20 D. IPI ........................................................................................................ 20 MPLEMENTATION AND UBLIC NFORMATION E. BCM ......................................................................................................................... 21 ASE ONTRACT ODIFICATIONS 3.2 PROPOSAL FORMS ......................................................................................................................................... 22 FORM 1COVER SHEET AND GENERAL INFORMATION FORM 2A/BPRICE PROPOSAL FORM 3 CONTRACTOR’S PROPOSAL DEPOSIT SURETY BOND FORM 4IDENTIFICATION OF PERFORMANCE SECURITY FORM5CERTIFICATIONOFPROPOSAL-DECLARATIONANDUNDERSTANDING SECTION 4: APPENDICES Appendix A: Base Draft Contract Appendix B: Contractor-Reported Data Appendix C: Form 2a, 2b SECTION 1: INFORMATION FOR PROPOSERS 1.1 INTRODUCTION The City of Port Townsend (“City”) is requesting Proposals from qualified Proposers for solid waste collection services within the city. This Request for Proposals (“RFP”) is for the following services: residential and commercial garbage, recycling and yard debris collection only (“Services”). All collected materials from all streams will be delivered to the County waste management facility adjacent to the City. The initial contract (“Contract”) term shall be for ten years, from April 1, 2020 through March 31, 2030; provided that the City shall have a unilateral option for up to two additional extensions of up to one year each. The City is seeking a continuation of the existing solid waste collection services system with various service improvements and revisions as described in the attached base contract (“Base Contract”). The City will award one comprehensive Contract for the entire city. The City also seeks specified collection system and Contract alternatives, as described in RFP Section 1.3.2. The City reserves the right to choose some, all, or none of the alternates proposed. Proposers shall complete a Base Proposal, based on the Services described in the attached Base Contract (in Section 4); with the costs of alternatives separately identified on the specified rate proposal forms. Preliminarily, for the purposes of consistency and clarity the defined terms of the Base Contract retain those defined in this RFP. Defined terms are generally capitalized and are applicable to the singular and plural, or masculine or feminine. This RFP is organized into four sections: Section 1: Information for Proposers provides background information regarding the City’s solid waste handling system (the “System”) and generally describes the services to be performed by the Contractor according to the terms of the System. Section 2: Instructions for Proposers provides instructions for submitting a responsive Proposal, and includes the procedures the City will follow in choosing the highest rated proposed contractor or “Selected Proposer”. Section 3: Proposal Forms includes the questions that must be answered and the forms that must be completed for a Proposal to be considered responsive to the RFP. Section 4: Appendices include: (A) the Base Contract for the System and Service Area map that will be entered into by the City and the Contractor, potentially subject to revisions during finalization as described in this RFP. The Base Contract reflects the base proposal and will be revised to incorporate any alternatives, proposed contract modification or other changes City of Port Townsend Request for Proposals 1 October, 2018 selected by the City; (B) 2017 collection data from the City’s current solid waste collection service contractor; (C) RFP Form 2a; and (D) RFP Form 2b. 1.2 EXISTING COLLECTION SYSTEM This section generally describes the existing solid waste collection system or “System”. Carefully review the Base Contract (attached as Appendix A this RFP) to determine the scope of operations envisioned under the new Contract. DM Disposal, Inc. is the City’s current contractor. Services include residential, commercial detachable container and drop-box lines of business. A total of approximately 4,400 single- family customers and 520 commercial and multifamily customers are provided service. Garbage collection is mandatory within the city. The contractor provides all collection, customer service, and customer billing functions. Additional information on the City’s solid waste collection program is available on the City’s website at: http://cityofpt.us/garbagerecycling.html. Current rates include a 10% administrative fee paid to the City. Appendix B includes full-year 2017 collection data provided by the contractor, including customer counts by service level and tonnages by material stream and customer sector. Contractor gross revenues in 2018 are expected to be approximately $1.8 million. Single-Family Collection Single-family residences are provided weekly or every-other-weekly collection of garbage, every-other-week recycling, and every-other-week yard debris collection. Recycling and yard debris collection are provided on alternating weeks. Both recyclables and yard debris collection are provided at no additional charge, as part of garbage collection. Single-family customers also receive a Spring clean-up service at no additional charge which includes up to 3 bags/cans of additional garbage, 3 cans of additional yard debris, and one appliance each year. Residents currently use either contractor-provided carts or their own containers for garbage collection. The recycling system is currently based on the use of 3 bins, one bin for paper, one bin for glass, and the remaining bin for mixed containers (excluding glass). The yard debris system is also based the use of carts or cans. The City intends to implement several efficiency improvements under the new collection contract. Single-Family garbage collection will be shifted to a cart-based system and be universally every-other-week instead of the current practice of running all routes weekly, but offering lower every-other-week rates. The new contract will include provisions for a premium weekly service that will be available to customers with special needs, at a much higher rate. The new base contract will continue every-other-week year-around yard debris service. The base contract envisions the continuation of the existing every-other-week recycling system, but proponents are encouraged to propose alternative containerization that would reduce contamination and increase the marketability of recyclables, while retaining local processing. City of Port Townsend Request for Proposals 2 October, 2018 Multifamily Collection Multifamily residences are provided with a full range of container options for garbage service as well as a recycling program that accepts the same materials as are handled by the single-family recycling program. Multifamily recycling collection is provided through carts and/or detachable containers. The multifamily recycling program is provided for all customers with the costs included in garbage collection fees. Commercial Collection Commercial garbage collection is provided through the use of contractor-owned carts, detachable containers and drop-boxes, as well as possibly some customer-leased containers. All detachable containers are currently serviced by rear-loaders and are therefore limited in size. A range of sizes and collection frequencies is available to customers. Many containers are clustered in enclosures (particularly in downtown areas) and tight quarters limit access by large trucks. Daily collection is offered for both carts and containers in the downtown area due to the large tourist inflow. Some discussion has occurred between the City and the current contractor around the possible use of key-card drop-box compactors to be shared among multiple customers, but this approach is not currently used. Limited commercial recycling is offered under the current contract, primarily cardboard collection, but cart-based services are available for other recyclable materials. Containers The current contractors provide service through the use of customer garbage cans and/or their own carts, detachable containers and drop-boxes. The City’s current contract does NOT include provisions for the City to gain ownership of all containers at the end of the contract. The base contract specifies new carts and allows used carts as an alternative. Detachable containers and drop-boxes may be new or used. The new contract will be based on the use of universal garbage and yard debris carts provided by the contractor to all single-family customers. Recycling bins or alternative containers will also need to be provided. Processing/Disposal All collected garbage, recyclables and yard debris shall be delivered to the Jefferson County solid waste system. Administration The City manages solid waste functions through its Public Works Department. Staff administers collection contracts, interfaces with state, regional and local agencies, develops and administers policy on solid waste as well as a range of conservation and sustainability issues, City of Port Townsend Request for Proposals 3 October, 2018 develops strategic partnerships and programs, and coordinates related outreach, marketing and education within the community. Customer rates currently include a 10% administrative fee and are also assessed a 22% utility tax (itemized on bills). Proposal Form 2 provides a listing of the base service levels and alternatives for the new Contract and customer counts (where available) for services provided under the current solid waste collection system. Proposed Form 2 customer rates shall not include the administrative fee. 1.3 GENERAL TERMS 1.3.1 General Scope of the New Contract; Base Proposal The City is requesting Proposals from qualified Proposers for solid waste collection services (“Services”) within the Service Area. These Services include: garbage, recyclables and yard debris collection for all sectors and the delivery of all materials to the Jefferson County waste management system, which provides garbage transfer and disposal, recycling processing and marketing, and yard debris composting (at a facility operated by the City). The Contractor selected as a result of this RFP process shall be responsible for all aspects of the contracted-for Services, including but not limited to providing equipment, labor, supervision and supplies necessary to perform the Services. The Contractor shall be responsible for providing carts, detachable containers and drop-boxes necessary for all collection services to city customers. In addition, the selected Contractor shall produce and distribute public information about recycling, collection schedule changes (such as holiday hours) and the promotion of new collection services. Although the Contractor will have primary responsibility for all customer materials (subject to City review), the City may choose to develop some materials for the Contractor to print and distribute to customers. The Contractor shall be responsible for providing all customer service functions relating to service delivery including informing customers of potential service levels and charges, receiving and resolving customer complaints, dispatching Drop-box Container pick-ups and special collections, and preparing and sending out bills to all residential and commercial customers. The City intends to procure, at a minimum, those Services required as part of the Base Proposal for the collection system and other services as described in the Base Contract. Proposers responding to this RFP shall provide Proposals that meet the requirements of this RFP, including the Base Proposal requirements as such are set forth in the Base Contract, attached to this RFP as Appendix A. The description set forth in this RFP Section 1.3.1 is a general description and summary of the City’s requested Services and shall not be the basis for any dispute over the City’s requirements for either its (1) Base Proposal or (2) selection of a Contractor. The specific City of Port Townsend Request for Proposals 4 October, 2018 Base Contract provisions for the Base Proposal are not repeated in this RFP; Proposers must carefully review the Base Contract for specific requirements. 1.3.2. Alternatives Proposers shall also provide pricing for the following alternatives: 1.Weekly Single-family Recycling Collection: The Base Contract includes every-other- weekly single-family recycling collection. Under this alternative, recycling collection would be shifted to weekly. 2.Single-family Cart-based Recycling Collection: The Base Contract assumes a continuation of the existing separation and containerization of materials using open bins and every-other-week collection. Under this alternative, that system would be replaced by either a fully commingled or a partially commingled (with glass in a separate bin) cart-based system that allows for semi- or fully-automated collection. Collection would remain at the same every-other-week frequency. 3.Weekly Single-family Yard Debris Collection: The Base Contract includes every-other- weekly single-family yard debris collection. Under this alternative, yard debris collection would be shifted to weekly. 4.City Billing: The Base Contract continues contractor-billing for all accounts. Under this alternative, billing would be shifted back to the City to assist with mandatory collection enforcement. The contractor would still be responsible for all customer service functions and would provide the City with a download of customer billing data in a format suitable for use with the City’s utility billing system. The City would pay the contractor for services at the contract rates. 5.Alternative Service Fee Escalation Component #1: The draft contract includes a Consumer Price Index escalator. Under this alternative, the BLS CPI for Water, Sewer and Trash would be substituted as the index used to calculate annual service fee escalations. The floor and ceiling limits contained in the draft contract would be retained with the alternative escalator. 6.Alternative Service Fee Escalation Component #2: The draft contract includes a Consumer Price Index escalator. Under this alternative, instead of an CPI index, a flat 3.5% increase would be used to calculate annual service fee escalations. Directions for presenting rates for these alternatives are provided in the Form 2 instructions in Section 3 of this RFP. SECTION 2: INSTRUCTIONS TO PROPOSERS City of Port Townsend Request for Proposals 5 October, 2018 2.1 DEFINED TERMS Terms used in these Proposal Documents that are defined in the RFP and/or Base Contract have the meanings assigned to them therein.  “Base Contract” means the Comprehensive Garbage, Recyclables, and Yard debris Collection Contract, to be the basis for the contract entered into by the City and the Selected Proposer(s) after completion of the RFP process and is to be the basis for all Proposer rate proposals. A copy of the Base Contract is attached to this RFP in Appendix A.  “Base Proposal” means the proposal submitted by a Proposer based on the Base Contract and that meets the requirements of the RFP.  “City” means the City of Port Townsend, a municipal corporation of the State of Washington.  “Contract” means the contract executed by the City and the Selected Proposer for the Services.  “Contractor” means the Selected Proposer that has entered into the Contract with the City related to the Services.  “Day” or “Days” means calendar days unless otherwise specified.  “Proposer” means a vendor that submits a Proposal to the City in response to this RFP.  “Proposal” means a formal response to the RFP submitted by a Proposer to the City. A Proposal is considered a “Responsive Proposal” if it includes all necessary documents, information, security, rates, proposed modifications to the Base Contract in compliance with the RFP.  “Proposal Documents” include the Advertisement for Proposals and the Request for Proposals, including the Information for Proposers, the Instructions to Proposers, the Proposal Forms and the Base Contract, together with any attached or referenced appendices, exhibits or addenda.  “RFP” means these procurement documents.  “Selected Proposer” means the Contractor to whom the City makes an award as provided in the Award of Contract section of these Instructions to Proposers.  “Services” mean all collection and processing services and associated functions addressed in the Base Contract. City of Port Townsend Request for Proposals 6 October, 2018 2.2 CITY CONTACT AND COPIES OF PROPOSAL DOCUMENTS Complete sets of the Proposal Documents shall be used in preparing Proposals, and may be obtained by written request from: Greg Lanning, Public Works Director City of Port Townsend 250 Madison Street Port Townsend, WA 98368 (360) 379-5090 GLanning@cityofpt.us In making copies of the Proposal Documents available, the City does so only for the purpose of obtaining Proposals on the Services, and does not confer a license or grant for any other use of these documents. 2.3 EXAMINATION OF PROPOSAL DOCUMENTS It is the responsibility of each Proposer to do the following before submitting a Proposal:  Notify the City in writing of the Proposer’s interest in this RFP and provide the name, e-mail address and phone number of the person to whom RFP addenda and related information should be directed. An e-mail to the City’s contact listed in Section 2.2 shall be considered written notice for purposes of this Section 2.3. The City shall not provide addenda or other information to any Proposer that has not provided written notice as required pursuant to this Section 2.3.  Carefully examine all of the Proposal Documents and any related attachments.  Become familiar with local conditions that may affect costs, implementation, progress, performance or furnishing of the services or equipment required under the Base Contract.  Consider federal, state and local laws, statutes, ordinances, regulations and other applicable laws, executive orders and/or guidelines (“Laws”) that may affect costs, implementation, progress, performance or furnishing of the services or equipment required under the Base Contract, including, but not limited to, applicable regulations concerning: industry wage rates; nondiscrimination in the employment of labor; minority- and women-owned business enterprise requirements; protection of public and employee safety and health; environmental protection; protection of natural resources; fire protection; emergency preparedness; solid waste handling facility standards and permits; and other permits, taxes and fees. City of Port Townsend Request for Proposals 7 October, 2018  Submit any questions concerning the Proposal Documents in writing to the City in a timely fashion in order that the questions may be answered in an addendum to be issued by the City.  Notify the City in writing of any conflicts, errors, omissions or discrepancies in the Proposal Documents.  Obtain all required signatures on the Proposal Forms. Before submitting a Proposal, each Proposer shall, at the Proposer’s own expense, make or obtain any additional examinations, investigation, research and studies, and obtain any additional information and data that may affect costs, implementation, progress, performance or furnishing of the services or equipment required under the Base Contract, and that the Proposer deems necessary to determine its Proposal. Proposers are expected to be knowledgeable about the Service Area, to understand the City’s terrain, streets and alleys, and to be knowledgeable concerning the locations for garbage cans, carts, detachable containers and other receptacles used for garbage, recycling and yard debris collection. Proposers are also expected to confirm and assure to the City’s satisfaction that their equipment and personnel can make the collections and provide the Services called for under the Base Contract. Finally, Proposers are expected to be knowledgeable about customer service, service standards, complaint resolution, quality management, applicable Port Townsend Municipal codes, and other matters necessary to ensure and provide high quality customer service throughout the term of the Contract. 2.4 INTERPRETATIONS, SCHEDULE AND ADDENDA All questions concerning the meaning or intent of the Proposal Documents and notifications concerning any conflicts, errors, omissions or discrepancies in the Proposal Documents are to be directed, in writing (e-mail preferred), to the contact person specified in Section 2.2. Questions shall be received by 4:00 PM on November 5, 2018, in order to be considered. Questions unresolved through the industry review process regarding interpretations of Base Contract language or provided service/tonnage data shall be asked at this point in the process. The City may, at its option, allow additional round of questions after that date. The City will answer all questions via written addenda to this RFP to all Proposers who have provided notice of its interest pursuant to Section 2.3. Proposers shall note receipt of each addenda on the completed Form 5 (Certification) submitted with a Proposal. The City reserves the right to modify the proposed Base Contract or any of the other Proposal Documents prior to the receipt of Proposals with notice to parties that submitted a written notice and request for Proposal Documents pursuant to Section 2.3. City of Port Townsend Request for Proposals 8 October, 2018 The Selected Proposer(s) shall be expected to execute the proposed Base Contract as included in this RFP, with only such amendments provided by the City via RFP addendum or as necessary to finalize the contract. The City has set the following schedule for receipt and review of the Proposals. The City reserves the right to modify this schedule if deemed necessary. PROCESS SCHEDULE (All times Pacific Standard Time) Event Time Frame Release Final RFP to Known Interested Parties October 22, 2018 Deadline for Proposer Questions 4:00 PM PST November 5, 2018 Proposals Due 4:00 PM PST January 14, 2019 Proposal Evaluation, Interviews, Clarifications January/February, 2018 Selection, Finalization of Contract February/March, 2018 Recommendation to City Council April, 2019 City Executes Contract April, 2019 Contractor Delivers Transition/Implementation Plan May, 2019 Container Delivery or Relabeling March, 2020 Start of Collection Services April 1, 2020 The submission of a Proposal shall constitute an incontrovertible representation by the Proposer that the Proposer has complied with every requirement of these Instructions to Proposers, that without exception the Proposal is premised on Proposer being able and willing to perform and furnish the services, labor and equipment required by the Proposal Documents by such means, methods, techniques, sequences or procedures as are required by the Proposal Documents, and that the Proposal Documents are sufficient in scope and detail to indicate and convey understanding of all terms and conditions for performance and furnishing of the services and equipment required under the Base Contract. 2.5 PROPOSAL SECURITY BOND Each Proposal shall be accompanied by a Proposal Security Bond (“PSB”) made payable to the City of Port Townsend in the amount of Ten Thousand Dollars ($10,000) and in the form of the Proposal bond as provided in the Proposal Forms. The PSB from the Selected Proposer shall be retained by the City until that Proposer has executed the Contract and furnished insurance and a performance and payment bond as required pursuant to the Contract, whereupon the PSB shall be released. If the Selected Proposer fails to execute and deliver the Contract, as negotiated, and fails to deliver required Contract documents within one week after the Contract is finalized and ready for execution, the City may withdraw its offer to contract with the Selected Proposer, and the PSB of that Proposer shall be forfeited, with no exceptions. City of Port Townsend Request for Proposals 9 October, 2018 The PSB shall be retained as liquidated damages by the City, and by submittal of a Proposal, the Proposer agrees that this sum is a fair minimum estimate of the amount of damages that the City will sustain in the event that the Selected Proposer fails to execute the Contract or furnish proof of insurance acceptable to the City. The City does not waive its rights to recover additional damages it incurs above the PSB amount. The PSB of other Proposers whom the City believes to have a reasonable chance of receiving the Contract award may be retained by the City until after (1) the Contract execution, or (2) 180 days after the Proposal opening, whichever is earlier, whereupon the PSB furnished by such Proposers shall be released. PSB with Proposals that are not found to be responsive shall be returned no later than 60 days after the Proposal opening. 2.6 CITY INVESTIGATIONS AND PROCESS DECISIONS As part of the RFP evaluation process, the City reserves the right to do any or a combination of the following:  Contact staff from other jurisdictions regarding their experiences with Proposer;  Visit a Proposer’s facilities, including proposed processing facilities, and view proposed vehicles and equipment;  Meet the Proposers’s personnel, including interviewing the Proposers’s existing route, operations, management, financial and customer services personnel during the performance of their regular duties;  Retain independent consultants for assistance in evaluating Proposals and provide proposal materials to those consultants;  Request clarification or additional information from a specific Proposer in order to assist in the City’s evaluation of a Proposal;  Require changes in the Base Contract that the City deems necessary;  Decline to award a Contract for the Services as a result of this RFP process;  Discontinue negotiations with the Selected Proposer or any Proposer, and commence discussions with any other responsive Proposer;  Withdraw the RFP and reject any or all Proposals;  Not award to any or all Proposers and issue a subsequent request for bids or request for proposals based on refinements of concepts proposed in response to this RFP or otherwise; City of Port Townsend Request for Proposals 10 October, 2018  Enter into extensions of the existing contracts with the City’s current solid waste collection services providers; or  Seek other investigations, inquiries, reviews or clarifications which would allow the City to make informed decisions. 2.7 PROPOSALS Each Proposer’s Proposal shall provide unit prices for all service levels indicated on the appropriate Proposal forms. All Proposals shall be provided in year-2019 dollars. The Proposal unit prices shall be used, in part, to determine the Selected Proposer as described in the Basis of Award section of these Instructions to Proposers. All costs, including overhead and profit, and non-itemized taxes, fees or surcharges imposed by federal, state or local laws (see Form 2 instructions for details), for which the Proposer expects to receive payment as a result of the Services shall be included in the unit prices, unless otherwise specifically directed. The data on the existing System concerning number of customers and collection tonnages should be viewed as the best available data accessible to the City and are presented solely as the basis for calculations on which the award of the Contract will be made. Actual results experienced during the operation of the System may differ. By submitting a Proposal, the Proposer is committing to commencement of collection services by April 1, 2020, and to comply with each term of the Contract and corresponding portion of its submitted Proposal. 2.8 PREPARATION OF PROPOSAL FORMS All blank spaces in the Proposal Forms shall be completed to be considered and no changes shall be made to any of the Proposal Forms. If forms submitted by a Proposer are different than the Proposal Forms, the City may deem the Proposal non-responsive. The Proposal prices shall be inclusive of all costs of providing the services, labor and equipment required under the Contract. The City may, at its sole discretion, deem any Proposal non- responsive to the Base Proposal that contains omissions, erasures, alterations or additions of any kind, or prices uncalled for, or obviously unbalanced, or any Proposal that in any manner fails to conform to the conditions of this RFP. The Proposer shall sign its Proposal in ink in the blank space provided and all names shall be typed or printed below the signature, along with evidence that the Proposer is a duly organized and validly existing business, licensed to do business in the City and Washington State. If not licensed, then the Proposer shall provide a sworn statement that it will become licensed if selected as the Successful Proposer prior to executing the Contract. The legal name of the Proposer submitting the Proposal shall be typed or printed in the space provided at the bottom of each page of the Proposal Forms. Proposals by corporations shall be executed in the City of Port Townsend Request for Proposals 11 October, 2018 corporate name by the president or a vice-president (or other corporate officer accompanied by evidence of authority to sign). Proposals by partnerships shall be executed in the partnership name and signed by a partner, whose title shall appear under the signature. If the signature is by an agent other than an officer of a corporation or a member of a partnership, a notarized power-of-attorney or board resolution shall be on file with the City prior to the opening of Proposals or shall be submitted with the Proposal; otherwise, the Proposal may be deemed non-responsive. 2.9 SUBMISSION OF PROPOSALS Proposals must be submitted no later than the date and time indicated in Section 2.4 and addressed to the City Clerk and delivered to the office of the City Clerk at the Port Townsend City Hall at 250 Madison Street, Suite #2, Port Townsend, WA 98040. Proposals must be enclosed in a sealed package, marked with the words "PROPOSAL ENCLOSED - CITY OF PORT TOWNSEND SOLID WASTE COLLECTION" and marked so as to indicate, without being opened, the name and address of the Proponent. Proposals must be accompanied by the Proposal security and all other required documents as further described in Section 2.15.3. 2.10 MODIFICATION OR WITHDRAWAL OF PROPOSALS 2.10.1. Process Prior to the time and date designated for receipt of Proposals, any Proposal submitted may be modified or withdrawn by written notice to the City. The Proposer shall provide such notice in writing to the City contact shown in Section 2.2 and shall include the signature of the Proposer. Notice of a Proposal modification or withdrawal shall only be considered by the City if the City receives it before the time and date set for receipt of Proposals. A late modification or withdrawal request shall not be recognized and the City shall consider the originally submitted Proposal. 2.11 PROPOSAL EVALUATION 2.11.1 Evaluation Criteria The City’s Proposal evaluation committee shall review proposals based on the following criteria: (1) Responsiveness/Completeness (pass/fail) Each Proposal will be reviewed based on responsiveness to the information required. All forms shall be completed, all questions answered, and all information supplied in the format requested. The City may disqualify any Proposer not meeting these initial requirements. Proposers meeting these initial criteria may be contacted by the City to provide specific clarifications. City of Port Townsend Request for Proposals 12 October, 2018 (2) Minimum General Qualifications (pass/fail) Proposers shall submit all information related to their ability to successfully perform the work described in the RFP and Base Contract, including a full and competent response to items A through E in Section 3.1 of this RFP. Proposers who do not fully respond to all questions, who do not clearly outline their proposed services, equipment and approaches, and/or who fail to clearly demonstrate their ability to perform under the Base Contract may be determined to “Fail” meeting the Minimum General Qualifications. (3) Rate Evaluation (70 points) The rate evaluation will be conducted as described under the “Process” section in Section 2.11.2. The rate portion of Proposals shall be scored according to the following formula: Subject Proposal Rate Score = (Lowest Proposal Rate Total/Subject Proposal Total) x 70 points (4) Qualitative Aspects (30 points) Proposers shall have demonstrated knowledge, skills, creativity, experience and capacity to design, deliver, manage and improve all aspects of customer service, operations, maintenance, outreach and education, marketing, procurement, financial management, contingency planning, sustainability performance and other aspects associated with the provision of services under the proposed Base Contract. Proposers will be evaluated on the basis of Proposals submitted as well as references, interviews with Proposer staff and site visits. Evaluation shall be based upon a number of factors, which include, at the City’s discretion, any number of the following: customer service, contract implementation and compliance, proposed operations, and overall customer education and promotion. Proposals shall be assessed a qualitative score based upon any number of the factors listed above. Scores may be assessed based upon a comparison to other Proposals or on a stand- alone basis. While City staff will review and score this portion with careful consideration of the selected factors, they are not required to provide any justification (written or otherwise) for the scores assessed to this portion of the Proposal. 2.11.2 Process During the initial round of review, Proposals shall be reviewed by an evaluation team selected by the City Manager. Proposals shall be evaluated in two phases: (1) a qualitative review and scoring of Proposal elements other than price, including reference checks, interviews and site City of Port Townsend Request for Proposals 13 October, 2018 visits; and (2) scoring of the rate portion of the Proposals. The City’s evaluation committee will then combine qualitative and rate scores to determine the Selected Proposer. Contract finalization shall then proceed with the Selected Proposer, or another Proposer if Contract finalization with the Selected Proposer is not successfully concluded in a timely manner. The resulting Contract shall be submitted to the City Council for review and approval. The City Council will consider staff’s recommendation, however, the City Council has the final authority to choose a contractor and award the Contract to the party of their choice. The City reserves all of its rights, including but not limited to the right to reject any and all Proposals, to waive any and all informalities, and to disregard all non-conforming, non- responsive, irregular or conditional Proposals, and to seek proposal clarifications as needed. In addition, the City reserves the right to reject the Proposals of any and all Proposers if the City believes that it would not be in the best interest of the City to make an award, whether because the Proposal is non-responsive, because the Proposer is not found to be responsible or fails to meet any other pertinent standard or criterion established by the City of Port Townsend, or whether it is otherwise not in the best interest of the City. In addition, the City reserves the right to terminate the RFP process at any time and for any reason. 2.12 SERVICES START DATE The Contractor/Selected Proposer shall start collection Services under the Contract on April 1, 2020. 2.13 PUBLIC DOCUMENTS AND DISCLOSURE Under Washington State law, including without limitation Chapter 42.56, Public Records Act, the documents and other records submitted in response to this RFP are public records upon submission to the City, subject to mandatory disclosure upon request by any person, unless the documents are exempted by a specific provision of law. If the City receives a request for inspection or copying of such documents and other records, it will make an effort to promptly notify the Proposer of such request so that the Proposer may choose to pursue a court order prohibiting or conditioning the release of such documents. The City assumes no contractual obligation to enforce any exemption. The City intends to disclose all sealed rate portions of the Proposals after they are opened to all Proposers. Proposers are cautioned to not include any confidential or proprietary information with their Proposals which they do not want disclosed. The City shall not be liable for or responsible for the disclosure of such information. 2.14 DISCLAIMER OF COSTS The City shall not be responsible for any costs incurred by any Vendors in preparing, submitting, or presenting its response to the RFP or interview process, as applicable. The City shall not be responsible for any costs incurred by the Selected Proposer prior to the date of the execution of the Contract. City of Port Townsend Request for Proposals 14 October, 2018 2.15 INSTRUCTIONS FOR SUBMITTING A RESPONSIVE PROPOSAL 2.15.1 Obtain Proposal Documents Send an e-mail request for (1) the Proposal Documents, and (2) confirmation of a mailing and e- mail address for the City to direct addenda and other RFP-related communications. The City contact’s e-mail address is listed in Section 2.2 of this RFP. 2.15.2 Conduct Investigation Deemed Necessary Each Proposer shall conduct any investigation of the Service Area, projected customer counts, types and quantities of customer-owned equipment, markets, processing facilities and other conditions deemed necessary by the Proposer to submit a responsive Proposal. Any noted discrepancy in the RFP or contract, errors, additional data requests, or clarifications shall be posed to the City during the RFP proponent question period noted in the schedule provided in Section 2.4. 2.15.3 Submit Responsive Proposal Complete Proposals shall be submitted no later than the date and time indicated in Section 2.4, and shall be enclosed in a sealed package, marked with the words "PROPOSAL ENCLOSED - CITY OF PORT TOWNSEND SOLID WASTE COLLECTION" and marked so as to indicate, without being opened, the name and address of the Proposer. The sealed Proposal package shall include an envelope containing the PSB and all other required Proposal documents, including completed Proposal Forms. Proposals shall be mailed or delivered to the RFP contact listed in Section 2.2. Proposers shall submit one original and three copies (4 total), printed and double-sided, of the Proposal Forms and other supporting documents. Please do not glue bind the Proposal Forms and supporting documents. The Proposal and all Proposal Forms shall be signed by an authorized person where indicated. In addition to the printed copies, Proposer shall provide an electronic copy (.PDF format) of its Proposal and all Proposal Forms (minus bound corporate publications such as annual reports) on a CD or USB flash drive. 2.16 PROCESS INTEGRITY REQUIREMENTS Each Proposer is individually and solely responsible for ensuring compliance with the following Process Integrity Requirements. This responsibility extends to Proposer’s employees, agents, consultants, lobbyists, or other parties or individuals engaged for purposes of developing or supporting Proposer’s Proposal or proposed services. Proposers shall comply as follows:  All solid waste collection-related communications with the City shall be only through the City’s designated staff contact identified in Section 2.2. Proposers or their agents shall not contact other City staff, appointed or elected officials, consultants retained by the City of Port Townsend Request for Proposals 15 October, 2018 City or other City agents regarding current or future solid waste collection services from the time the final RFP is made available to prospective Proposers until the time a finalized Contract and/or staff recommendation of Selected Proposer is forwarded to the City Council and is made public in the City Council’s Agenda Packet.  When seeking information from the City to prepare a response, Proposer shall place its reliance only on information, RFP materials and Addenda provided by the City’s contact designated in Section 2.2. Any reliance on other City information and publications may result in a non-responsive Proposal due to inaccurate or incomplete information. The City shall not be liable or responsible for inaccuracies or incomplete information found outside of the RFP, and Proposal Documents, including any attachments.  Any information and materials to be utilized by the City during the Proposal evaluation and selection process shall be included as part of the original Proposal or submitted in response to a specific request from the City. A Proposer shall be disqualified and shall forfeit its PSB if the City determines the Proposer has failed to comply with the specific Process Integrity Requirements, has undermined the City’s intention of conducting a fair and transparent competitive process based on the specified evaluation criteria, or has otherwise substantially diminished the City’s ability to award a Contract in a timely manner and free of contention. The City reserves the sole right to disqualify any Proposer at any point in the process prior to Contract award for failure to comply with the Process Integrity Requirements. The City also reserves the right to disqualify any Proposer, at any time, for fraud, any material misrepresentation, illegal conduct, or any act or omission that potentially or actually reflects poorly on the City. SECTION 3: PROPOSAL INSTRUCTIONS AND FORMS 3.1 Proposal Preparation Guidelines and Format These instructions provide guidelines governing the formation and content of the Proposal and the approach to be used for its development and presentation. The intent of this section is to describe the Proposal format and requested information that is essential to an understanding and evaluation of the proposed system. The inclusion of any additional pertinent data or information by the Proposer is recommended. Inclusion of general letters of support are not useful to the City when evaluating Proposer’s capabilities and abilities to perform under the Contract and are discouraged. Proposals shall be stapled or provided in a 3-ring binder, sealed, typed and prepared on both sides of 8-1/2” by 11” paper. Oversized documents may be submitted, but they must be folded to size and secured in the Proposal. All pages of the Proposals shall be numbered and sections clearly identified. City of Port Townsend Request for Proposals 16 October, 2018 The Proposal and all attachments shall be complete and free of ambiguities, alterations and erasures. The Certification of Proposal – Declaration of Understanding (Form 5) shall be executed by Proposer or Proposer’s duly authorized officer or agent. In the event of a conflict between words and numerals, words shall prevail. The City does not require financial statements to be provided as part of Proposal submittals. However, the City reserves the right to request supplemental materials from Proposers to demonstrate to the City’s satisfaction that any Proposer is fully capable to undertake this Contract and its associated Services. The Proposal shall follow the format outlined below, and shall include the required content in sequential format. A. Executive Summary Provide a brief overview of the entire Proposal and highlight the key aspects of the Proposal (maximum 6 pages). In the executive summary or cover letter, please confirm receipt of any RFP addenda received and considered during the development of your Proposal. B. Management and Qualifications B.1 Proposer State the name of your entity, home office address, Washington business address, Washington agent’s name, address, e-mail address and telephone number, and the name, address, phone number, fax number, e-mail address, website address and title of the person to be contacted concerning the Proposal. If Proposer is a subsidiary, state the name of the parent company, the home office address, telephone number and website address of the parent company, and describe the parent company’s relationship to the Proposer. State whether the person signing the Proposal has the authority to sign on behalf of Proposer. State also the names of companies that will share significant and substantive responsibilities with you, as joint venture partners or in another manner, in performing under the Contract. Include documentation that Proposer is duly organized and validly existing business in good standing, and licensed to do business in the City. If Proposer is not licensed to do business in the City, then the Proposer shall provide a sworn statement that it will become licensed if selected as the Successful Proposer prior to executing the Contract. B.2 Resumes Supply the names and resumes of the principal officers, partners or other officials of each entity involved in performing substantive responsibilities required under the Contract, and provide the names and resumes of the individuals who will be directly responsible locally for implementation of the Contract. At a minimum, include the general manager, operations manager(s), financial officer, education and customer outreach manager, customer service City of Port Townsend Request for Proposals 17 October, 2018 manager(s) and other personnel with whom the City will have regular contact with during the administration of the Contract. Describe the ownership, managerial and/or fiduciary role of each of the participating companies. Include the names, entity affiliation, telephone numbers and e-mail addresses of key individuals integrally involved in the Proposal. Provide an organizational chart or other means of explaining the interrelationships between the team members. B.3 Litigation and Violations List any entity, partner, holding company or subsidiary involved in the Proposal, or any corporate officer, that has been involved within the past five years in any litigation or arbitration including but not limited to any action or claim arising out of the procurement or performance of a municipal solid waste contract; arising out of performance of a processing or marketing contract; arising or connected with violation of state or federal anti-trust laws; arising from or connected with allegations of corrupt practices; or arising from operating permits and other operating requirements, including local, state and federal rules or regulations. In the case of national companies with multiple affiliated regional companies, the above disclosure should be limited to Pacific Northwest operations and personnel. Explain details fully with copies of any pleadings and/or settlement papers. In the event that disclosure limited by court authorized non-disclosure provisions, then general circumstances shall be described to the extent authorized and disclosure requirements stated. B.4 Subcontractors List all items of work or elements of the Services to be performed by subcontractors, and the names, qualifications and resumes of the subcontractors. Also, list the equipment and supplies to be purchased from vendors. Provide an estimate of cost, expected time of purchase, and length of time necessary for delivery for each of the items. B.5 Experience Describe fully the experience of your team (both individuals and the corporate, partnership or entity team) in providing the Services requested in this RFP. Describe similar projects, and include the scope of services (including a summary of which collection and/or processing services were covered by the contract), annual revenues, tonnages and number of customers. Describe any major problems encountered in establishing service or collecting, processing, or marketing recyclables or yard debris. Provide references (including contact name, title, organization, mailing address and contact information) for all similar projects described. References should have direct operational management responsibility of Proposer’s contract and full knowledge of Proposer’s detailed performance under that contract. This will generally be a city staff member, not an elected official. C. Collection and Management Operations City of Port Townsend Request for Proposals 18 October, 2018 C.1 Garbage, Recycling and Yard debris Collection and Handling Describe fully the collection equipment and containers to be used under the Base Contract, keeping in mind the Base Contract specifications for the collection frequency, types of containers, and the City’s intention that garbage, recyclables, and yard debris be collected separately. Identify the chassis and body used to collect residential, commercial, and drop-box service sectors, including vehicles used to service driveways and access areas that are not appropriate for regular collection vehicles. Also identify for each type of truck: the number of compartments, the capacity of each compartment, total weight, and volume capacity of vehicle, loading and unloading characteristics, the number necessary to perform the required Services, the average number of collections each vehicle can make in a day, and the useful expected life of each collection vehicle. Describe how each vehicle will be marked or signed so that witnesses to spills, leakage, and/or damage may quickly report such occurrence. Identify any subcontractor used for container inventory and delivery. Describe and provide examples of your route management system. Describe how routes are initially developed and modified over time, how your on-board computer systems manage route progress, route changes, exceptions (no set-out, blocked containers, contaminated materials, extra set-outs, etc.) and diversions from normal routes due to road maintenance, inclement weather or other unforeseen needs to deviate from the planned route. Also describe how the on-board system (if used) communicates with your call center’s account system to provide close-to-real-time updates for each customer during the collection day. Describe the specific bins and vehicles you would use to operate the current three-bin recycling system anticipated by the Draft Contract. Also, describe alternative containerization, vehicles, and contamination monitoring you would use if the City elected to go with a cart-based recycling system under RFP Alternative #2. Identify the operator (if subcontracted), location, structures, and zoning of your proposed maintenance and support facilities. Provide the number of repair bays available at the facility and maintenance staffing levels (i.e., mechanics and assistants). Provide the total number of trucks maintained at the site for all Proposer operations, as well as the number of trucks and spares dedicated to the Contract. C.2 Billing Support and Customer Service Support Describe in detail the manufacturer and model of equipment and software used to maintain route lists, customer service histories, and the ability to provide City-requested reports of customer-specific information and data. Discuss how your Entity has implemented services in other cities, with particular emphasis on how the transition between the previous contractor and your Entity was handled, and how your City of Port Townsend Request for Proposals 19 October, 2018 Entity developed accurate customer service level and billing data in the event the predecessor’s records were unavailable. The City considers customer service to be a very important aspect of this solid waste collection services contract. Outline your overall approach to customer service and how the various elements of customer service (call center, web-based, and mobile app) work together to provide excellent customer service. Describe the functionality of your website including the basic structure, interface to customer service representatives and the degree to which customers can manage their accounts (e.g. change their subscribed service levels, order service, request a missed pick-up collection), and how you ensure that web and mobile app requests are accurately tracked and addressed. Describe your most recent innovations in service; for example, new technology on trucks or new methods/technologies to better communicate with customers. Discuss how staffing levels are established and modified to ensure timely customer service, and how new and existing staff is trained. Describe how customer service performance is measured, including the specific targets or performance metrics used to evaluate your Entity’s performance. If call center staff handle calls from more than one city or WUTC-certificated service area, describe the procedures and aids used by those staff to address calls from different service areas without delaying responses to customers. Discuss how long it takes your Entity to respond to service calls, how you monitor and adapt your field staffing to minimize your response time, and how the resolution of each service call is performed in a timely manner. Describe your procedures for handling “missed” collections. Does your Entity have a separate route for handling misses at the end of each day; is each route driver responsible for collecting their misses on the day or day after regular collection; or does your Entity use some other system? How has this approach worked to minimize repeat misses? How do you handle customers who repeatedly report unwarranted misses? C.3 Transition and Implementation Plan Describe your proposed transition and implementation plans to ensure an efficient and successful implementation of service provisions as outlined in the Base Contract. Identify the major issues and describe your proposed approach. Discuss customer information, promotion and notification, customer service, customer response, procurement and delivery of vehicles, containers and other equipment, contingency plans and other considerations which will ensure a successful transition and/or implementation of the Services consistent with the start of collection services. Include a timeline which identifies major tasks and key dates in the transition and implementation plan. D. Implementation and Public Information City of Port Townsend Request for Proposals 20 October, 2018 If you would be a new service provider for the City, describe in detail how your Entity would work with the existing contractor to ensure a smooth transfer of information and cart/container exchanges in a timely manner to prior the contract services start date. Identify the individuals involved in this effort, their qualifications and previous experience in transitioning existing collection programs. Describe whether the same person will be serving as part of the management staff throughout the Contract term as serves during the transition/ implementation period. Describe and provide examples of materials developed by Proposer’s staff and used to introduce and support single-family recycling and yard debris programs. Address how materials will be distributed and how residents seeking additional information will be accommodated during program introduction. Detail how your approach will increase and maintain participation and how methods may change as participation levels increase or decrease. Describe fully how you will promote multifamily recycling and increase multifamily recycling levels. Detail the communications, outreach and assistance methods as well as technological or operational innovations you propose to increase those recycling levels. Describe fully the public information techniques you will use in responding to contamination or other customer problems at a particular site. Detail how your Entity’s approach will increase and maintain participation and how methods may change as participation levels increase or decrease. Provide examples of where your approaches have been effective, how effectiveness is measured and also provide informational materials developed and used by your staff. Explain your procedures for submitting public information material to the City for approval and any approval timeliness you will expect the City to meet. Describe and identify your Entity’s website, and how you plan to present information about the Services on the website. Describe your procedures to keep information on your website up-to- date. Identify and describe fully the qualifications of your Education and Outreach Manager including previous experience in working with recycling collection programs and government organizations. Describe whether the same person will be serving as the Education and Outreach Manager throughout the Contract term as serves during the Transition/ Implementation Period. E. Base Contract Modifications Submissions contingent on an alternative Contract cannot be reasonably compared with competing Proposals and shall be considered non-responsive. All Proposals shall be based on the Base Contract (Appendix A) included with the RFP, without alteration. However, Proposers may identify specific Base Contract provisions that they believe unreasonably affect costs and the City consider the proposed change. City of Port Townsend Request for Proposals 21 October, 2018 For each Proposer-proposed Base Contract modification the following format shall be followed to maintain consistency between Proposals:  Clearly indicate the reason for the requested change;  Whether the proposed change is a mandatory part of your Proposal or is simply a preference;  Propose alternative text; and  Provide the rate impact to your Proposal (or “no rate impact” if none) resulting from the proposed change. The listed rate impact shall reflect the annual rate reduction or increase of the proposed modification and shall be identified in dollars with a “+” representing an increase in annual aggregate rates and a “-“representing a decrease in annual aggregate rates. If there is no rate savings or increase associated with the proposed modification, the Proposer shall indicate “no cost impact.” 3.2 PROPOSAL FORMS The following forms shall be completed in full and in accordance with both the Instructions to Proposers and with the instructions that follow below, and shall be submitted collectively as the Proposal Forms. Use black or blue ink or type on all forms. Proposer’s responses to the questions in these Proposal Forms shall be used by the City to evaluate the responsiveness of Proposer and the ability of Proposer to provide the specified services and equipment in a responsible manner. The information shall be submitted as indicated on the individual forms, but if Proposer needs additional space to respond to a question or if Proposer is requested to provide information that cannot be written directly on the forms, these items must be stapled or attached to the individual forms that correspond to the pertinent information. Oversized or bulky information such as drawings or bound documents shall be submitted under a separate cover, labeled to indicate the form number and content to which the information pertains, referenced as such on the Proposal Forms, and included as part of Proposer’s Proposal. Proposers may reproduce Proposal Forms on a computer and complete them using editing software, provided that each page so generated must have the header, footer and body of information in the same locations as the original form to assure uniformity of the Proposal’s submittal. Typefaces may differ to the extent that the reproduced forms remain legible, however, changes are not encouraged. Stylistic enhancements and reformatting resulting in the omission on required information may render the Proposal non-responsive, at the sole discretion of the City if the City considers the omission to materially affect the Proposal. These Proposal Forms are available electronically in Microsoft Word, PDF, and Excel format from the City contact listed in Section 2.2 of this RFP. City of Port Townsend Request for Proposals 22 October, 2018 Proposers shall provide complete and detailed responses to each question. If the Proposer fails to do so, its Proposal is likely to be deemed non-responsive and may be rejected by the City. During the execution of the Services, the City shall consider information submitted by the Selected Proposer to be binding, and any substitutions or deviations from the information provided may only be approved in writing by the City. City of Port Townsend Request for Proposals 23 October, 2018 Form 1 COVER SHEET AND GENERAL INFORMATION Entity Name: ______________________________________________________________ Home Office Address: _________________________________________________________ Washington Business Address: ___________________________________________________ Website Address: ______________________________________________________________ Name, Title, Address, Telephone Number, fax Number and E-Mail Address of the person to be contacted concerning the Proposal: ______________________________________________________________ ______________________________________________________________ ______________________________________________________________ If Applicable, Name of the Parent Company: ______________________________________________________________ Home Office Address, Telephone Number and Website Address of the Parent Company: ______________________________________________________________ ______________________________________________________________ ______________________________________________________________ Describe the parent company's relationship with the Proposer: If applicable, does the person signing the documents have the authority to sign on behalf of the Proposer? _____Yes _____No Form 1 – Cover Sheet and General Information 1 October, 2018 Names of Companies that will share significant and substantive responsibilities with the Proposer in performing services under the Contract: Attach to this form, and number appropriately, documentation showing that the Proposer is duly organized and validly existing as a corporation or partnership in good standing. Form 1 – Cover Sheet and General Information 2 October, 2018 Form 2a-2b CONTRACTOR’S PRICE PROPOSAL Form 2a and Form 2b are attached as Appendix C and is also available as an MS Excel file. Form 2a: Complete all green-shaded blanks on the attached Form 2a rate proposal sheets including monthly collection and disposal fees for all scheduled services and miscellaneous services. Disposal fees shall be based on Jefferson County’s 2018 tipping fee of $158.95 per ton. The disposal component only of customer rates will be adjusted accordingly (per Contract Section 5.3.2) to reflect disposal fee changes between the development of proposed rates based on 2018 rates and the start of contract services in 2020. The service component will not be adjusted prior to the start of contract services, so you must include any expected 2018 to 2020 inflation rate in your proposed rates. Container counts are included only for the purposes of price evaluation. Counts shaded in blue, if any, do not reflect actual usage and are instead intended to be an estimate of potential usage. Prospective Proposers are responsible for developing their own internal service level profile forecasts reflecting their own estimates on growth that may occur by the start of the Contract and thereafter. The Contractor’s fees provided on Form 2a shall include all capital, labor, garbage disposal, and other operating costs, including administration, management, profit, contract fees and incidental taxes (e.g. sales tax on capital equipment and containers, tire and fuel taxes, B&O). State refuse collection tax, sales taxes on listed container rentals and city utility taxes shall be excluded from the Proposal rates. The County Solid Waste facility does not charge for recyclables delivered to its recycling contractor. Recycling processing is funded through County garbage disposal fees. The County Solid Waste facility also does not charge for yard debris collected by the City’s collection system, since the City operates the composting facility. Therefore, no processing/disposal costs for recyclables and yard debris should be included in proposed rates. Contractor fees provided by the Proposer on Form 2a shall incorporate the following elements, and be based on actual cost of service unless otherwise noted: Customer Sector Include In Rates Rate Formula Single-Family Residential Garbage, recycling and yard cost-of-service debris collection costs, including garbage disposal and container costs. Multifamily and Commercial Garbage and recycling collection cost-of-service Form 4 – Identification of Performance Security 1 October, 2018 Cart and Detachable costs, including garbage disposal Container and container costs. Temporary Detachable Garbage hauling costs only for cost-of-service Container and Drop-box drop-boxes, with container rental and disposal charged separately. Garbage container rental, hauling and disposal costs for detachable containers. Commercial/Multifamily Hauling and recycling costs only, cost-of-service Drop-box Service excluding drop-box container rental and garbage disposal. Other Services Only cost-of-service or the default cost-of-service (e.g. container cleaning, yard rates set on Form 2a. debris, etc.) Proposer’s cost-of-service model shall be generally designed to recover the costs for each collection sector only from that sector. For some seldom-used or ancillary services, fixed rates have been entered on the Form 2a rather than requesting Proposers to propose their own rates for those services. Proposers shall use the listed rates in their revenue calculations and shall not provide different proposed rates for those services. Alternatives: At the end of Form 2a, cells are provided for entering proposed rate modifications for the following alternatives. Please calculate and enter costs as described in the following instructions. Increased or reduced amounts should be expressed as modifications to the customer rates provided on Form 2a. If the alternative is selected, the amount added or subtracted from the monthly base rate for each service level. Reductions in the base rate (or revenue requirement depending on the alternative) shall be expressed as a negative number. Increases in the base rate (or revenue requirement depending on the alternative) shall be expressed as a positive number. 1.Weekly Single-family Recycling Collection: The Base Contract includes every-other- weekly single-family recycling collection. Under this alternative, recycling collection would be shifted to weekly. Please provide the monthly rate increase (+) per single- family customer associated with this alternative. Form 4 – Identification of Performance Security 2 October, 2018 2.Single-family Cart-based Recycling Collection: The Base Contract assumes a continuation of the existing separation and containerization of materials using open bins and every-other-week collection. Under this alternative, that system would be replaced by either a fully commingled or a partially commingled (with glass in a separate bin) cart-based system that allows for semi- or fully-automated collection. Collection would remain at the same every-other-week frequency. Please provide the monthly rate increase (+) per single-family customer associated with this alternative. 3.Weekly Single-family Yard Debris Collection: The Base Contract includes every-other- weekly single-family yard debris collection. Under this alternative, yard debris collection would be shifted to weekly. Please provide the monthly rate increase (+) per single- family customer associated with this alternative. 4.City Billing: The Base Contract continues contractor-billing for all accounts. Under this alternative, billing would be shifted back to the City to assist with mandatory collection enforcement. The contractor would still be responsible for all customer service functions and would provide the City with a download of customer billing data in a format suitable for use with the City’s utility billing system. The City would pay the contractor for services at the contract rates. Please provide the reduction (-) in your initial year annual gross revenue requirement if this contract change were implemented. 5.Alternative Service Fee Escalation Component #1: The draft contract includes a Consumer Price Index escalator. Under this alternative, the BLS CPI for Water, Sewer and Trash would be substituted as the index used to calculate annual service fee escalations. The floor and ceiling limits contained in the draft contract would be retained with the alternative escalator. Please provide the annual change (+/-) in your initial year annual gross revenue requirement if this contract change were implemented. 6.Alternative Service Fee Escalation Component #2: The draft contract includes a Consumer Price Index escalator. Under this alternative, instead of an CPI index, a flat 3.5% increase would be used to calculate annual service fee escalations. Please provide the annual change (+/-) in your initial year annual gross revenue requirement if this contract change were implemented. Form 2b Using the format provided on Form 2b, provide operating budget projections for the first full year of Contract services (April 1, 2020-March 31, 2021). Complete all blanks on the form, including operating statistics. Provide notes (e.g. truck depreciation period), as needed, to explain your projections. Page 1 of Form 2b must be used for reporting the operating budget projections for the base proposal. Page 2 of Form 2b must be used to itemize a revised operating budget for the various Form 4 – Identification of Performance Security 3 October, 2018 proposal alternatives. The revised operating budget for the alternative should correspond to the unit cost differences entered on Form 2a. Form 4 – Identification of Performance Security 4 October, 2018 Form 3 - CONTRACTOR’S PROPOSAL DEPOSIT SURETY BOND to the City of Port Townsend, Washington We, , as Principal, existing under and by virtue of the laws of the State of Washington and authorized to do business in the State of Washington, and _________________________, as Surety, organized and existing under the laws of the State of _________________ , are held and firmly bound unto the City of Port Townsend, a Washington municipality, as Obligee, in the penal sum of $10,000.00, for the payment of which we jointly and severally bind ourselves, and our legal representatives and successors. WHEREAS, the Principal has submitted a proposal for solid waste collection to the City of Port Townsend. NOW THEREFORE, the condition of the obligation is such that if the Obligee shall accept the proposal of Principal and make timely award to the Principal according to the terms of the RFP documents; and the Principal shall, within ten days after notice of the award, exclusive of the day of notice, enter into the Contract with the Obligee and furnish the contractor’s bonds (performance and payment bonds) with Surety satisfactory to the Obligee as specified in the City’s RFP and draft contract, then this obligation shall be null and void; otherwise if the Principal fails to enter into the Contract and fails to furnish the contractor’s bonds within ten days of notice of award, exclusive of the day of notice, the amount of the proposal deposit shall be forfeited to the Obligee, payable by the Surety; but in no event will the Surety’s liability exceed the face amount of this proposal security bond. This bond may be executed in two original counterparts, and shall be signed by the parties’ duly authorized officers. This bond will only be accepted if it is accompanied by a fully executed and original power of attorney for the officer executing on behalf of the Surety. PRINCIPAL (CONTRACTOR) SURETY Principal Signature Date Surety Signature Date Printed Name Printed Name Title Title Name, address, and telephone of local office/agent of Surety Company is: Form 4 – Identification of Performance Security 1 October, 2018 Form 4 IDENTIFICATION OF PERFORMANCE SECURITY If the Proposer is awarded a Contract on this Proposal, the surety or other financial institution that provides the letter of credit or other performance guarantee shall be: _________________________________________________ whose address is _______________________ ______________________, ________________, whose Street City State and Zip Code telephone number is _______________________________, and website address is __________________________________________. Form 4 – Identification of Performance Security 2 October, 2018 Form 5 CERTIFICATION OF PROPOSAL - DECLARATION AND UNDERSTANDING Proposer’s Declaration and Understanding The undersigned Proposer declares that the only persons or parties beneficially or financially interested in this Proposal are those named herein; that this Proposal is, in all respects, fair and without fraud; that it is made without collusion; and that the Proposal is made without any connection or collusion with any person submitting another Proposal in connection with this RFP. The Proposer declares that this Proposal is genuine and not made in the interest of or on behalf of any undisclosed person, firm or corporation; this Proposal is not submitted in conformity with any agreement or rules of any group, association, organization or corporation; the Proposer has not directly or indirectly entered into any agreement, induced or solicited any other Proposer to submit a false or sham Proposal; the Proposer has not solicited or induced any person, firm or corporation to refrain from Proposing; the Proposer has not sought by collusion, fraud, deceit or any unlawful act to obtain for itself any advantage over any other Proposer or over the City; and Proposer has not otherwise taken any action in the restraint of free competitive proposals in connection with the Services for which this Proposal is submitted. The Proposer declares that it has familiarized itself with the nature and extent of the Base Contract, the existing solid waste collection services, all local conditions and all other relevant facilities, properties, laws and regulations that in any manner may affect cost, implementation, progress, performance or furnishing of the Services. The Proposer has satisfied itself as to the services and equipment to be provided, including the fact that the description of the services and equipment is brief and is intended only to indicate the general nature of the Services, and that this Proposal is made according to the provisions and under the terms and conditions of the Base Contract, which fully and completely incorporated into this Proposal by this reference. The Proposer further acknowledges that it has satisfied itself as to the nature and location of the solid waste handling services, the general and local conditions, particularly those bearing on the availability of equipment, access, recycling and compostable material markets, disposal fees, availability of labor, roads, and the uncertainties of weather or similar physical conditions in the City, the character of equipment and facilities needed to execute the Services, and all other matters that may in any way affect the Services or the cost thereof under the Base Contract. The Proposer further acknowledges that it has satisfied itself as to the character, quality and quantity of information provided by the City regarding the existing solid waste collection services and solid waste system, and the Proposer has adequately investigated the City’s customer base and any additional information that may be provided by the City. Failure by the Proposer to acquaint itself with the physical conditions of the City’s customer base and all Form 5 – Cert. of Proposal – Dec. of Understanding 1 October, 2018 available information shall not relieve it from responsibility for properly estimating the difficulty or cost of successfully performing the Services and providing the equipment required under the Contract. The Proposer warrants that, as a result of its examination and investigation of all the data referenced above, it can execute the Services in a good, timely and workmanlike manner and to the satisfaction of the City. The City assumes no responsibility for any representation made by any of its officers, employees, representatives, or agents during or prior to the execution of the Contract, unless (1) such representations are expressly stated in the Contract; and/or (2) the Contract expressly provides that the City assumes the responsibility. The Proposer has given the City written notice in a timely manner of all conflicts, errors, omissions or discrepancies that it has discovered in the Proposal Documents and the written resolution thereof by the City is acceptable to the Proposer. Contract Execution, Performance Guarantees and Insurance If this Proposal is accepted, the Proposer proposes and agrees to enter into a Contract with the City, in the form provided in the Proposal Documents and as revised via subsequent addenda, to provide services and equipment (“Services”) as specified or indicated in the Base Contract for the prices and during the time period indicated in this Proposal and in accordance with the other terms and conditions of the Base Contract. The Proposer accepts all of the terms and conditions of the Proposal Documents, including, without limitation, those dealing with the disposition of Proposal security. This Proposal will remain subject to acceptance until 180 days following Proposal submittal. The Selected Proposer shall sign and submit the Contract with the appropriate performance security and proof of insurance acceptable to Port Townsend within five (5) days of completion of Contract finalization by the City and the successful Proposer. Self-Reliance The Proposer acknowledges that the information contained in this Proposal represents its understanding of the City’s existing solid waste collection services, terrain, streets, alleys, container locations, recycling and yard debris markets, and other conditions that could affect the costs or operational efficiencies of fulfilling the Contract. In preparing this Proposal, the Proposer acknowledges that it is solely responsible for its Proposal and that it has relied on its own investigation and research. Start Of Services And Contract Term If awarded a Contract, the Proposer agrees to commence all Services under the terms and conditions of the Contract on April 1, 2020 and to continue providing services throughout the term of the Contract as specified therein. Form 5 – Cert. of Proposal – Dec. of Understanding 2 October, 2018 Unit Price Proposer proposes to invoice and collect payments of the Contract charges (rates), as set forth under the provisions of the Base Contract. Proposer charges (rates) may be adjusted upward or downward solely as provided in the Base Contract. Generally, the Proposer shall be responsible for all real (non-inflationary) cost increases, and may benefit from any real cost decreases, except as specifically agreed to in the Contract. Proposer understands that the per-unit served price and the price adjustments are independent of the quantities and quality of materials collected. Proposer agrees that the per- unit served price and the price adjustments represent a reasonable measure of the labor and materials required to execute the Services, including all allowances for overhead and profit, and applicable taxes, fees and surcharges for such services. Prices shall be given in U.S. dollars and cents. Compliance with Process Integrity Requirements Proposer hereby certifies it and its employees, officers, and officials have complied with the Process Integrity Requirements as described in Section 2.16 of the RFP and further agrees to comply with those Guidelines during the Proposal evaluation process. Addenda The Proposer below lists and acknowledges receipt of all Proposal Documents and of the following addenda: Addendum Number Date Proposer agrees that all Addenda issued are part of the Contract, and Proposer further agrees that its Proposal includes all Addenda. Form 5 – Cert. of Proposal – Dec. of Understanding 3 October, 2018 Identification and Authorization The name of the Proposer submitting this Proposal is: ______________________________________________________________ Doing business at: _____________________________________________ Street __________________ ___________________________ _______________ City State Zip Code which is the address to which all communications concerning this Proposal and the Contract will be sent. The names of the principal officers of the corporation submitting this Proposal, or of the partnership, or of all persons interested in this Proposal as principals are as follows: ______________________________________________________________ ______________________________________________________________ ______________________________________________________________ If the Proposer is a partnership, attach to this form and number appropriately a copy of its partnership agreement. If the Proposer is a corporation, attach to these form copies of its Articles of Incorporation, bylaws and Certificate of Good Standing, as certified by the Secretary of the Board of Directors. If Sole Proprietor or Partnership IN WITNESS hereto the undersigned has set its hand this ____ day of ____________, 2019. ____________________________________ Signature of Proposer ____________________________________ Title Identification and Authorization 1 October, 2018 If Corporation IN WITNESS whereof the undersigned corporation has caused this instrument to be executed by its duly authorized officers this _____ day of __________________, 2018. _____________________________________ Name of Corporation _____________________________________ By _____________________________________ Title _____________________________________ Attest (Secretary) Identification and Authorization 2 October, 2018 Appendices Appendix A: Base Draft Contract Appendix B: Contractor-Reported Data Appendix C: Form 2a, 2b Appendices October, 2018