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HomeMy WebLinkAboutCity of Port Townsend 2018 & 2019 Audited Financial Statements Published April 5, 2021 Report No. 1027957 Find out what’s new at SAO by scanning this code with your smartphone’s camera Financial Statements Audit Report City of Port Townsend For the period January 1, 2018 through December 31, 2019 Insurance Building, P.O. Box 40021  Olympia, Washington 98504-0021  (564) 999-0950  Pat.McCarthy@sao.wa.gov Office of the Washington State Auditor Pat McCarthy April 5, 2021 Mayor and City Council City of Port Townsend Port Townsend, Washington Report on Financial Statements Please find attached our report on the City of Port Townsend’s financial statements. We are issuing this report in order to provide information on the City’s financial condition. Sincerely, Pat McCarthy State Auditor Olympia, WA Americans with Disabilities In accordance with the Americans with Disabilities Act, we will make this document available in alternative formats. For more information, please contact our Office at (564) 999-0950, TDD Relay at (800) 833-6388, or email our webmaster at webmaster@sao.wa.gov. Office of the Washington State Auditor sao.wa.gov TABLE OF CONTENTS Independent Auditor's Report on Internal Control Over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards..................................................................................................... 4 Independent Auditor's Report on the Financial Statements ............................................................ 7 Financial Section ........................................................................................................................... 11 About the State Auditor's Office ................................................................................................... 72 Page 3 Office of the Washington State Auditor sao.wa.gov INDEPENDENT AUDITOR’S REPORT Report on Internal Control over Financial Reporting and on Compliance and Other Matters Based on an Audit of Financial Statements Performed in Accordance with Government Auditing Standards City of Port Townsend January 1, 2018 through December 31, 2019 Mayor and City Council City of Port Townsend Port Townsend, Washington We have audited, in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States, the financial statements of the City of Port Townsend, as of and for the years ended December 31, 2019 and 2018, and the related notes to the financial statements, which collectively comprise the City’s financial statements, and have issued our report thereon dated March 29, 2021. We issued an unmodified opinion on the fair presentation of the City’s financial statements in accordance with its regulatory basis of accounting. We issued an adverse opinion on the fair presentation with regard to accounting principles generally accepted in the United States of America (GAAP) because the financial statements are prepared by the City using accounting practices prescribed by state law and the State Auditor’s Budgeting, Accounting and Reporting System (BARS) manual described in Note 1, which is a basis of accounting other than GAAP. The effects on the financial statements of the variances between the basis of accounting described in Note 1 and accounting principles generally accepted in the United States of America, although not reasonably determinable, are presumed to be material. As discussed in Note 12 to the financial statements, during the year ended December 31, 2019, the City adopted new accounting guidance for presentation and disclosure of postemployment benefits other than pensions, as required by the BARS Manual. As discussed in Note 17 the 2019 financial statements, the full extent of the COVID-19 pandemic’s direct or indirect financial impact on the City is unknown. Page 4 Office of the Washington State Auditor sao.wa.gov INTERNAL CONTROL OVER FINANCIAL REPORTING In planning and performing our audits of the financial statements, we considered the City’s internal control over financial reporting (internal control) to determine the audit procedures that are appropriate in the circumstances for the purpose of expressing our opinions on the financial statements, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control. Accordingly, we do not express an opinion on the effectiveness of the City’s internal control. A deficiency in internal control exists when the design or operation of a control does not allow management or employees, in the normal course of performing their assigned functions, to prevent, or detect and correct, misstatements on a timely basis. A material weakness is a deficiency, or a combination of deficiencies, in internal control such that there is a reasonable possibility that a material misstatement of the City’s financial statements will not be prevented, or detected and corrected on a timely basis. A significant deficiency is a deficiency, or a combination of deficiencies, in internal control that is less severe than a material weakness, yet important enough to merit attention by those charged with governance. Our consideration of internal control was for the limited purpose described in the first paragraph of this section and was not designed to identify all deficiencies in internal control that might be material weaknesses or significant deficiencies. Given these limitations, during our audit we did not identify any deficiencies in internal control that we consider to be material weaknesses. However, material weaknesses may exist that have not been identified. COMPLIANCE AND OTHER MATTERS As part of obtaining reasonable assurance about whether the City’s financial statements are free from material misstatement, we performed tests of the City’s compliance with certain provisions of laws, regulations, contracts and grant agreements, noncompliance with which could have a direct and material effect on the determination of financial statement amounts. However, providing an opinion on compliance with those provisions was not an objective of our audit, and accordingly, we do not express such an opinion. The results of our tests disclosed no instances of noncompliance or other matters that are required to be reported under Government Auditing Standards. PURPOSE OF THIS REPORT The purpose of this report is solely to describe the scope of our testing of internal control and compliance and the results of that testing, and not to provide an opinion on the effectiveness of the Page 5 Office of the Washington State Auditor sao.wa.gov City’s internal control or on compliance. This report is an integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control and compliance. Accordingly, this communication is not suitable for any other purpose. However, this report is a matter of public record and its distribution is not limited. It also serves to disseminate information to the public as a reporting tool to help citizens assess government operations. Pat McCarthy State Auditor Olympia, WA March 29, 2021 Page 6 Office of the Washington State Auditor sao.wa.gov INDEPENDENT AUDITOR’S REPORT Report on the Financial Statements City of Port Townsend January 1, 2018 through December 31, 2019 Mayor and City Council City of Port Townsend Port Townsend, Washington REPORT ON THE FINANCIAL STATEMENTS We have audited the accompanying financial statements of the City of Port Townsend, for the years ended December 31, 2019 and 2018, and the related notes to the financial statements, which collectively comprise the City’s financial statements, as listed on page 11. Management’s Responsibility for the Financial Statements Management is responsible for the preparation and fair presentation of these financial statements in accordance with the financial reporting provisions of state law and the Budgeting, Accounting and Reporting System (BARS) manual prescribed by the State Auditor described in Note 1. This includes determining that the basis of accounting is acceptable for the presentation of the financial statements in the circumstances. Management is also responsible for the design, implementation and maintenance of internal control relevant to the preparation and fair presentation of financial statements that are free from material misstatement, whether due to fraud or error. Auditor’s Responsibility Our responsibility is to express opinions on these financial statements based on our audits. We conducted our audits in accordance with auditing standards generally accepted in the United States of America and the standards applicable to financial audits contained in Government Auditing Standards, issued by the Comptroller General of the United States. Those standards require that we plan and perform the audit to obtain reasonable assurance about whether the financial statements are free from material misstatement. An audit involves performing procedures to obtain audit evidence about the amounts and disclosures in the financial statements. The procedures selected depend on the auditor’s judgment, including the assessment of the risks of material misstatement of the financial statements, whether Page 7 Office of the Washington State Auditor sao.wa.gov due to fraud or error. In making those risk assessments, the auditor considers internal control relevant to the City’s preparation and fair presentation of the financial statements in order to design audit procedures that are appropriate in the circumstances, but not for the purpose of expressing an opinion on the effectiveness of the City’s internal control. Accordingly, we express no such opinion. An audit also includes evaluating the appropriateness of accounting policies used and the reasonableness of significant accounting estimates made by management, as well as evaluating the overall presentation of the financial statements. We believe that the audit evidence we have obtained is sufficient and appropriate to provide a basis for our audit opinions. Unmodified Opinion on Regulatory Basis of Accounting (BARS Manual) As described in Note 1, the City of Port Townsend has prepared these financial statements to meet the financial reporting requirements of state law using accounting practices prescribed by the State Auditor’s Budgeting, Accounting and Reporting System (BARS) manual. Those accounting practices differ from accounting principles generally accepted in the United States of America (GAAP). The differences in these accounting practices are also described in Note 1. In our opinion, the financial statements referred to above present fairly, in all material respects, the cash and investments of the City of Port Townsend, and its changes in cash and investments, for the years ended December 31, 2019 and 2018, on the basis of accounting described in Note 1. Basis for Adverse Opinion on U.S. GAAP Auditing standards issued by the American Institute of Certified Public Accountants (AICPA) require auditors to formally acknowledge when governments do not prepare their financial statements, intended for general use, in accordance with GAAP. The effects on the financial statements of the variances between GAAP and the accounting practices the City used, as described in Note 1, although not reasonably determinable, are presumed to be material. As a result, we are required to issue an adverse opinion on whether the financial statements are presented fairly, in all material respects, in accordance with GAAP. Adverse Opinion on U.S. GAAP The financial statements referred to above were not intended to, and in our opinion they do not, present fairly, in accordance with accounting principles generally accepted in the United States of America, the financial position of the City of Port Townsend, as of December 31, 2019 and 2018, or the changes in financial position or cash flows thereof for the years then ended, due to the Page 8 Office of the Washington State Auditor sao.wa.gov significance of the matter discussed in the above “Basis for Adverse Opinion on U.S. GAAP” paragraph. As discussed in Note 12 to the financial statements, during the year ended December 31, 2019, the City adopted new accounting guidance for presentation and disclosure of postemployment benefits other than pensions, as required by the BARS manual. Our opinion is not modified with respect to this matter. As discussed in Note 17 to the 2019 financial statements, the full extent of the COVID-19 pandemic’s direct or indirect financial impact on the City is unknown. Our opinion is not modified with respect to this matter. Other Matters Supplementary and Other Information Our audits were conducted for the purpose of forming opinions on the financial statements taken as a whole. The Schedules of Liabilities are presented for purposes of additional analysis, as required by the prescribed BARS manual. These schedules are not a required part of the financial statements. Such information is the responsibility of management and was derived from and relates directly to the underlying accounting and other records used to prepare the financial statements. The information has been subjected to the auditing procedures applied in the audit of the financial statements and certain additional procedures, including comparing and reconciling such information directly to the underlying accounting and other records used to prepare the financial statements or to the financial statements themselves, and other additional procedures in accordance with auditing standards generally accepted in the United States of America. In our opinion, the information is fairly stated, in all material respects, in relation to the financial statements taken as a whole. OTHER REPORTING REQUIRED BY GOVERNMENT AUDITING STANDARDS In accordance with Government Auditing Standards, we have also issued our report dated March 29, 2021 on our consideration of the City’s internal control over financial reporting and on our tests of its compliance with certain provisions of laws, regulations, contracts and grant agreements and other matters. The purpose of that report is to describe the scope of our testing of internal control over financial reporting and compliance and the results of that testing, and not to provide an opinion on internal control over financial reporting or on compliance. That report is an Page 9 Office of the Washington State Auditor sao.wa.gov integral part of an audit performed in accordance with Government Auditing Standards in considering the City’s internal control over financial reporting and compliance. Pat McCarthy State Auditor Olympia, WA March 29, 2021 Page 10 Office of the Washington State Auditor sao.wa.gov FINANCIAL SECTION City of Port Townsend January 1, 2018 through December 31, 2019 FINANCIAL STATEMENTS Fund Resources and Uses Arising from Cash Transactions – 2019 Fund Resources and Uses Arising from Cash Transactions – 2018 Fiduciary Fund Resources and Uses Arising from Cash Transactions – 2019 Fiduciary Fund Resources and Uses Arising from Cash Transactions – 2018 Notes to Financial Statements – 2019 Notes to Financial Statements – 2018 SUPPLEMENTARY AND OTHER INFORMATION Schedule of Liabilities – 2019 Schedule of Liabilities – 2018 Page 11 Beginning Cash and Investments 30810 Reserved 30880 Unreserved 388 / 588 Net Adjustments Revenues 310 Taxes 320 Licenses and Permits 330 Intergovernmental Revenues 340 Charges for Goods and Services 350 Fines and Penalties 360 Miscellaneous Revenues Total Revenues: Expenditures 510 General Government 520 Public Safety 530 Utilities 540 Transportation 550 Natural and Economic Environment 560 Social Services 570 Culture and Recreation Total Expenditures: Excess (Deficiency) Revenues over Expenditures: Other Increases in Fund Resources 391-393, 596 Debt Proceeds 397 Transfers-In 385 Special or Extraordinary Items 386 / 389 Custodial Activities 381, 382, 395, 398 Other Resources Total Other Increases in Fund Resources: Other Decreases in Fund Resources 594-595 Capital Expenditures 591-593, 599 Debt Service 597 Transfers-Out 585 Special or Extraordinary Items 586 / 589 Custodial Activities 581, 582 Other Uses Total Other Decreases in Fund Resources: Increase (Decrease) in Cash and Investments: Ending Cash and Investments 5081000 Reserved 5088000 Unreserved Total Ending Cash and Investments Total for All Funds (Memo Only) 010 General Fund 101 Drug Enforcement 102 Contingency Fund 719,177 --- 12,013,963 1,904,791 1,000 181,490 280,891 88,920 -- 13,052,157 7,405,087 -- 653,964 653,502 -- 1,368,082 242,717 -- 12,059,040 89,039 -- 47,049 45,583 -- 897,102 148,917 -2,877 28,077,394 8,584,845 -2,877 2,696,940 1,277,741 -- 5,923,370 3,519,912 -- 7,281,652 --- 1,171,418 --- 1,697,304 1,063,032 -- ---- 2,657,151 2,784 -- 21,427,835 5,863,469 -- 6,649,559 2,721,376 -2,877 255,271 --- 3,259,742 --500 ---- ---- 279,727 71,035 -- 3,794,740 71,035 -500 3,550,841 315,388 -- 3,347,512 --- 3,293,977 2,484,077 -- ---- 4,607 4,607 -- 310,232 68,017 -- 10,507,169 2,872,089 -- (62,870)(79,678)-3,377 688,212 --- 12,262,949 1,914,033 1,000 184,867 12,951,161 1,914,033 1,000 184,867 City of Port Townsend Fund Resources and Uses Arising from Cash Transactions For the Year Ended December 31, 2019 The accompanying notes are an integral part of this statement.Page 12 Beginning Cash and Investments 30810 Reserved 30880 Unreserved 388 / 588 Net Adjustments Revenues 310 Taxes 320 Licenses and Permits 330 Intergovernmental Revenues 340 Charges for Goods and Services 350 Fines and Penalties 360 Miscellaneous Revenues Total Revenues: Expenditures 510 General Government 520 Public Safety 530 Utilities 540 Transportation 550 Natural and Economic Environment 560 Social Services 570 Culture and Recreation Total Expenditures: Excess (Deficiency) Revenues over Expenditures: Other Increases in Fund Resources 391-393, 596 Debt Proceeds 397 Transfers-In 385 Special or Extraordinary Items 386 / 389 Custodial Activities 381, 382, 395, 398 Other Resources Total Other Increases in Fund Resources: Other Decreases in Fund Resources 594-595 Capital Expenditures 591-593, 599 Debt Service 597 Transfers-Out 585 Special or Extraordinary Items 586 / 589 Custodial Activities 581, 582 Other Uses Total Other Decreases in Fund Resources: Increase (Decrease) in Cash and Investments: Ending Cash and Investments 5081000 Reserved 5088000 Unreserved Total Ending Cash and Investments 110 Street Operations Fund 120 Library Fund 135 Real Estate Excise Tax Fund 150 Lodging Tax Fund ---- 260,854 214,522 380,283 246,906 ---- - 1,089,122 577,446 564,314 462--- 214,448 --- 988--- -1,466 - - 19,901 57,060 6,201 3,811 235,799 1,147,648 583,647 568,125 ---- ---- ---- 611,489 - - - - - - 366,964 ---- - 1,106,528 - - 611,489 1,106,528 -366,964 (375,690)41,120 583,647 201,161 ---- 636,707 - - - ---- ---- 688--- 637,395 --- 27,439 2,444 -52,205 ---- 174,900 -510,000 125,000 ---- ---- ---- 202,339 2,444 510,000 177,205 59,366 38,676 73,647 23,956 ---- 320,220 253,198 453,930 270,862 320,220 253,198 453,930 270,862 City of Port Townsend Fund Resources and Uses Arising from Cash Transactions For the Year Ended December 31, 2019 The accompanying notes are an integral part of this statement.Page 13 Beginning Cash and Investments 30810 Reserved 30880 Unreserved 388 / 588 Net Adjustments Revenues 310 Taxes 320 Licenses and Permits 330 Intergovernmental Revenues 340 Charges for Goods and Services 350 Fines and Penalties 360 Miscellaneous Revenues Total Revenues: Expenditures 510 General Government 520 Public Safety 530 Utilities 540 Transportation 550 Natural and Economic Environment 560 Social Services 570 Culture and Recreation Total Expenditures: Excess (Deficiency) Revenues over Expenditures: Other Increases in Fund Resources 391-393, 596 Debt Proceeds 397 Transfers-In 385 Special or Extraordinary Items 386 / 389 Custodial Activities 381, 382, 395, 398 Other Resources Total Other Increases in Fund Resources: Other Decreases in Fund Resources 594-595 Capital Expenditures 591-593, 599 Debt Service 597 Transfers-Out 585 Special or Extraordinary Items 586 / 589 Custodial Activities 581, 582 Other Uses Total Other Decreases in Fund Resources: Increase (Decrease) in Cash and Investments: Ending Cash and Investments 5081000 Reserved 5088000 Unreserved Total Ending Cash and Investments 171 Fire and EMS Fund 180 Affordable Housing Fund 190 Community Dev Block Grants 199 Community Services Fund ---- 4,622 21,080 176,617 101,006 - - - 2,549 2,403,048 9,719 - 605,128 ---- - - 16,090 - - - - 200,160 ---- 3,030 386 2,958 107,998 2,406,078 10,105 19,048 913,286 ---619,444 2,403,458 --- ---- ---- --3,315- ---- --- 1,523,677 2,403,458 -3,315 2,143,121 2,620 10,105 15,733 (1,229,835) ---- - - - 1,189,933 ---- ---- - - - 109,353 ---1,299,286 ---37,553 ---- ---- ---- ---- ---19,329 ---56,882 2,620 10,105 15,733 12,569 ---- 7,242 31,185 192,350 116,124 7,242 31,185 192,350 116,124 City of Port Townsend Fund Resources and Uses Arising from Cash Transactions For the Year Ended December 31, 2019 The accompanying notes are an integral part of this statement.Page 14 Beginning Cash and Investments 30810 Reserved 30880 Unreserved 388 / 588 Net Adjustments Revenues 310 Taxes 320 Licenses and Permits 330 Intergovernmental Revenues 340 Charges for Goods and Services 350 Fines and Penalties 360 Miscellaneous Revenues Total Revenues: Expenditures 510 General Government 520 Public Safety 530 Utilities 540 Transportation 550 Natural and Economic Environment 560 Social Services 570 Culture and Recreation Total Expenditures: Excess (Deficiency) Revenues over Expenditures: Other Increases in Fund Resources 391-393, 596 Debt Proceeds 397 Transfers-In 385 Special or Extraordinary Items 386 / 389 Custodial Activities 381, 382, 395, 398 Other Resources Total Other Increases in Fund Resources: Other Decreases in Fund Resources 594-595 Capital Expenditures 591-593, 599 Debt Service 597 Transfers-Out 585 Special or Extraordinary Items 586 / 589 Custodial Activities 581, 582 Other Uses Total Other Decreases in Fund Resources: Increase (Decrease) in Cash and Investments: Ending Cash and Investments 5081000 Reserved 5088000 Unreserved Total Ending Cash and Investments 200 G.O. Debt Service 301 General CIP Projects 411 Water Sewer Fund 412 Storm Fund --719,177 - 89,905 1,852,071 4,669,691 168,160 -73,883 115,539 - 398,293 --- ---- -494,597 400,230 - -- 8,341,036 943,540 ---- 7,976 97,641 386,104 3,303 406,269 592,238 9,127,370 946,843 5,800 -493,653 - ---- -- 5,160,758 736,830 -96,704 - - -263,993 -- ---- ---- 5,800 360,697 5,654,411 736,830 400,469 231,541 3,472,959 210,013 ---255,271 1,283,900 126,035 22,000 - ---- ---- -92,100 3,051 - 1,283,900 218,135 25,051 255,271 - 1,670,235 956,004 276,157 1,677,451 9,514 1,468,360 192,187 ---- ---- ---- -56,588 166,298 - 1,677,451 1,736,337 2,590,662 468,344 6,918 (1,286,661)907,348 (3,060) --688,212 - 96,823 639,293 5,723,543 165,100 96,823 639,293 6,411,755 165,100 City of Port Townsend Fund Resources and Uses Arising from Cash Transactions For the Year Ended December 31, 2019 The accompanying notes are an integral part of this statement.Page 15 Beginning Cash and Investments 30810 Reserved 30880 Unreserved 388 / 588 Net Adjustments Revenues 310 Taxes 320 Licenses and Permits 330 Intergovernmental Revenues 340 Charges for Goods and Services 350 Fines and Penalties 360 Miscellaneous Revenues Total Revenues: Expenditures 510 General Government 520 Public Safety 530 Utilities 540 Transportation 550 Natural and Economic Environment 560 Social Services 570 Culture and Recreation Total Expenditures: Excess (Deficiency) Revenues over Expenditures: Other Increases in Fund Resources 391-393, 596 Debt Proceeds 397 Transfers-In 385 Special or Extraordinary Items 386 / 389 Custodial Activities 381, 382, 395, 398 Other Resources Total Other Increases in Fund Resources: Other Decreases in Fund Resources 594-595 Capital Expenditures 591-593, 599 Debt Service 597 Transfers-Out 585 Special or Extraordinary Items 586 / 589 Custodial Activities 581, 582 Other Uses Total Other Decreases in Fund Resources: Increase (Decrease) in Cash and Investments: Ending Cash and Investments 5081000 Reserved 5088000 Unreserved Total Ending Cash and Investments 423 Golf Course Fund 500 Fleet Replacement Fund 540 Public Works Administration 555 Engineering Services ---- 27,728 1,499,764 28,847 159,548 ---- ---- ---- ---- - 1,179,432 526,601 778,244 ---- 8,653 36,246 1,344 2,299 8,653 1,215,678 527,945 780,543 -299,634 -- ---- --508,691 875,373 -463,225 -- ---- ---- 24,162 --- 24,162 762,859 508,691 875,373 (15,509)452,819 19,254 (94,830) ---- ---- ---- ---- -3,500 - - -3,500 -- -204,289 -9,127 ---- ---- ---- ---- ---- -204,289 -9,127 (15,509)252,030 19,254 (103,957) ---- 12,219 1,751,794 48,101 55,591 12,219 1,751,794 48,101 55,591 City of Port Townsend Fund Resources and Uses Arising from Cash Transactions For the Year Ended December 31, 2019 The accompanying notes are an integral part of this statement.Page 16 Beginning Cash and Investments 30810 Reserved 30880 Unreserved 388 / 588 Net Adjustments Revenues 310 Taxes 320 Licenses and Permits 330 Intergovernmental Revenues 340 Charges for Goods and Services 350 Fines and Penalties 360 Miscellaneous Revenues Total Revenues: Expenditures 510 General Government 520 Public Safety 530 Utilities 540 Transportation 550 Natural and Economic Environment 560 Social Services 570 Culture and Recreation Total Expenditures: Excess (Deficiency) Revenues over Expenditures: Other Increases in Fund Resources 391-393, 596 Debt Proceeds 397 Transfers-In 385 Special or Extraordinary Items 386 / 389 Custodial Activities 381, 382, 395, 398 Other Resources Total Other Increases in Fund Resources: Other Decreases in Fund Resources 594-595 Capital Expenditures 591-593, 599 Debt Service 597 Transfers-Out 585 Special or Extraordinary Items 586 / 589 Custodial Activities 581, 582 Other Uses Total Other Decreases in Fund Resources: Increase (Decrease) in Cash and Investments: Ending Cash and Investments 5081000 Reserved 5088000 Unreserved Total Ending Cash and Investments 595 Unemployment Self-Insurance - 25,078 - - - - - - 397 397 668 - - - - - - 668 (271) - 667 - - - 667 - - - - - - - 396 - 25,474 25,474 City of Port Townsend Fund Resources and Uses Arising from Cash Transactions For the Year Ended December 31, 2019 The accompanying notes are an integral part of this statement.Page 17 Beginning Cash and Investments 30810 Reserved 30880 Unreserved 388 / 588 Net Adjustments Revenues 310 Taxes 320 Licenses and Permits 330 Intergovernmental Revenues 340 Charges for Goods and Services 350 Fines and Penalties 360 Miscellaneous Revenues Total Revenues: Expenditures 510 General Government 520 Public Safety 530 Utilities 540 Transportation 550 Natural and Economic Environment 560 Social Services 570 Culture and Recreation Total Expenditures: Excess (Deficiency) Revenues over Expenditures: Other Increases in Fund Resources 391-393, 596 Debt Proceeds 397 Transfers-In 385 Special or Extraordinary Items 386 / 389 Custodial Activities 381, 382, 395, 398 Other Resources Total Other Increases in Fund Resources: Other Decreases in Fund Resources 594-595 Capital Expenditures 591-593, 599 Debt Service 597 Transfers-Out 585 Special or Extraordinary Items 586 / 589 Custodial Activities 581, 582 Other Uses Total Other Decreases in Fund Resources: Increase (Decrease) in Cash and Investments: Ending Cash and Investments 5081000 Reserved 5088000 Unreserved Total Ending Cash and Investments Total for All Funds (Memo Only) 010 General Fund 101 Drug Enforcement 102 Contingency Fund 1,786,451 --- 12,418,926 1,776,966 557 170,786 ---- 12,996,531 7,422,114 -- 610,867 610,405 -- 1,532,452 287,813 -- 11,782,180 130,927 -- 60,223 58,811 -- 1,190,220 112,873 -1,704 28,172,473 8,622,943 -1,704 2,520,079 1,130,600 -- 5,810,229 3,440,760 -- 6,423,194 --- 1,198,033 --- 1,518,626 1,075,069 -- ---- 2,549,471 6,345 -- 20,019,632 5,652,774 -- 8,152,841 2,970,169 -1,704 4,734,931 --- 4,152,842 4,007 443 9,000 ---- 29,273 960 -- 296,070 10,800 -- 9,213,116 15,767 443 9,000 10,524,589 63,196 -- 3,850,461 --- 4,184,321 2,785,795 -- ---- 28,823 9,120 -- 250,000 --- 18,838,194 2,858,111 -- (1,472,237)127,825 443 10,704 719,177 --- 12,013,963 1,904,791 1,000 181,490 12,733,140 1,904,791 1,000 181,490 City of Port Townsend Fund Resources and Uses Arising from Cash Transactions For the Year Ended December 31, 2018 The accompanying notes are an integral part of this statement.Page 18 Beginning Cash and Investments 30810 Reserved 30880 Unreserved 388 / 588 Net Adjustments Revenues 310 Taxes 320 Licenses and Permits 330 Intergovernmental Revenues 340 Charges for Goods and Services 350 Fines and Penalties 360 Miscellaneous Revenues Total Revenues: Expenditures 510 General Government 520 Public Safety 530 Utilities 540 Transportation 550 Natural and Economic Environment 560 Social Services 570 Culture and Recreation Total Expenditures: Excess (Deficiency) Revenues over Expenditures: Other Increases in Fund Resources 391-393, 596 Debt Proceeds 397 Transfers-In 385 Special or Extraordinary Items 386 / 389 Custodial Activities 381, 382, 395, 398 Other Resources Total Other Increases in Fund Resources: Other Decreases in Fund Resources 594-595 Capital Expenditures 591-593, 599 Debt Service 597 Transfers-Out 585 Special or Extraordinary Items 586 / 589 Custodial Activities 581, 582 Other Uses Total Other Decreases in Fund Resources: Increase (Decrease) in Cash and Investments: Ending Cash and Investments 5081000 Reserved 5088000 Unreserved Total Ending Cash and Investments 110 Street 120 Library 135 Real Estate Excise Tax Fund 150 Lodging Tax ---- 380,772 240,915 301,052 252,500 ---- - 1,068,190 615,768 534,185 462--- 221,354 --- 759--- -1,412 - - 11,834 7,784 3,463 1,616 234,409 1,077,386 619,231 535,801 ---12,838 ---- ---- 665,025 --- ---403,557 ---- - 1,028,299 -- 665,025 1,028,299 -416,395 (430,616)49,087 619,231 119,406 ---- 627,707 - - - ---- 8,111--- ---- 635,818 --- 150,220 75,480 -- ---- 174,900 -540,000 125,000 ---- ---- ---- 325,120 75,480 540,000 125,000 (119,918)(26,393)79,231 (5,594) ---- 260,854 214,522 380,283 246,906 260,854 214,522 380,283 246,906 City of Port Townsend Fund Resources and Uses Arising from Cash Transactions For the Year Ended December 31, 2018 The accompanying notes are an integral part of this statement.Page 19 Beginning Cash and Investments 30810 Reserved 30880 Unreserved 388 / 588 Net Adjustments Revenues 310 Taxes 320 Licenses and Permits 330 Intergovernmental Revenues 340 Charges for Goods and Services 350 Fines and Penalties 360 Miscellaneous Revenues Total Revenues: Expenditures 510 General Government 520 Public Safety 530 Utilities 540 Transportation 550 Natural and Economic Environment 560 Social Services 570 Culture and Recreation Total Expenditures: Excess (Deficiency) Revenues over Expenditures: Other Increases in Fund Resources 391-393, 596 Debt Proceeds 397 Transfers-In 385 Special or Extraordinary Items 386 / 389 Custodial Activities 381, 382, 395, 398 Other Resources Total Other Increases in Fund Resources: Other Decreases in Fund Resources 594-595 Capital Expenditures 591-593, 599 Debt Service 597 Transfers-Out 585 Special or Extraordinary Items 586 / 589 Custodial Activities 581, 582 Other Uses Total Other Decreases in Fund Resources: Increase (Decrease) in Cash and Investments: Ending Cash and Investments 5081000 Reserved 5088000 Unreserved Total Ending Cash and Investments 171 Fire and EMS 180 Affordable Housing Fund 190 Community Dev Block Grants 199 Community Services ---- 2,525 10,922 168,421 88,594 ---- 2,369,499 10,000 - 571,127 ---- - - 46,519 - - - - 194,916 ---- 2,067 158 1,677 68,514 2,371,566 10,158 48,196 834,557 ---524,740 2,369,469 --- ---- ---- --40,000 - ---- --- 1,491,611 2,369,469 -40,000 2,016,351 2,097 10,158 8,196 (1,181,794) ---- - - - 1,196,009 ---- - - - 20,202 ---637 ---1,216,848 ---3,474 ---- ---1,250 ---- ---17,918 ---- ---22,642 2,097 10,158 8,196 12,412 ---- 4,622 21,080 176,617 101,006 4,622 21,080 176,617 101,006 City of Port Townsend Fund Resources and Uses Arising from Cash Transactions For the Year Ended December 31, 2018 The accompanying notes are an integral part of this statement.Page 20 Beginning Cash and Investments 30810 Reserved 30880 Unreserved 388 / 588 Net Adjustments Revenues 310 Taxes 320 Licenses and Permits 330 Intergovernmental Revenues 340 Charges for Goods and Services 350 Fines and Penalties 360 Miscellaneous Revenues Total Revenues: Expenditures 510 General Government 520 Public Safety 530 Utilities 540 Transportation 550 Natural and Economic Environment 560 Social Services 570 Culture and Recreation Total Expenditures: Excess (Deficiency) Revenues over Expenditures: Other Increases in Fund Resources 391-393, 596 Debt Proceeds 397 Transfers-In 385 Special or Extraordinary Items 386 / 389 Custodial Activities 381, 382, 395, 398 Other Resources Total Other Increases in Fund Resources: Other Decreases in Fund Resources 594-595 Capital Expenditures 591-593, 599 Debt Service 597 Transfers-Out 585 Special or Extraordinary Items 586 / 589 Custodial Activities 581, 582 Other Uses Total Other Decreases in Fund Resources: Increase (Decrease) in Cash and Investments: Ending Cash and Investments 5081000 Reserved 5088000 Unreserved Total Ending Cash and Investments 200 G.O. Debt Service 301 CIP Street 411 Water Sewer CIP 412 Storm Capital Fund -- 1,786,451 - 86,746 3,090,484 4,682,314 147,120 ---- 405,648 --- ---- -976,199 567 - -- 7,816,815 859,233 ---- 5,502 309,316 628,820 1,791 411,150 1,285,515 8,446,202 861,024 1,500 1,500 525,089 - ---- -- 5,228,398 669,775 -39,489 - - ---- ---- ---- 1,500 40,989 5,753,487 669,775 409,650 1,244,526 2,692,715 191,249 - 1,643,822 2,653,749 437,360 1,257,400 95,330 25,000 - ---- ---- -26,451 258,182 - 1,257,400 1,765,603 2,936,931 437,360 - 3,994,047 4,001,578 607,569 1,663,891 4,495 2,182,075 - --524,105 - ---- --1,785- -250,000 -- 1,663,891 4,248,542 6,709,543 607,569 3,159 (1,238,413)(1,079,897)21,040 --719,177 - 89,905 1,852,071 4,669,691 168,160 89,905 1,852,071 5,388,868 168,160 City of Port Townsend Fund Resources and Uses Arising from Cash Transactions For the Year Ended December 31, 2018 The accompanying notes are an integral part of this statement.Page 21 Beginning Cash and Investments 30810 Reserved 30880 Unreserved 388 / 588 Net Adjustments Revenues 310 Taxes 320 Licenses and Permits 330 Intergovernmental Revenues 340 Charges for Goods and Services 350 Fines and Penalties 360 Miscellaneous Revenues Total Revenues: Expenditures 510 General Government 520 Public Safety 530 Utilities 540 Transportation 550 Natural and Economic Environment 560 Social Services 570 Culture and Recreation Total Expenditures: Excess (Deficiency) Revenues over Expenditures: Other Increases in Fund Resources 391-393, 596 Debt Proceeds 397 Transfers-In 385 Special or Extraordinary Items 386 / 389 Custodial Activities 381, 382, 395, 398 Other Resources Total Other Increases in Fund Resources: Other Decreases in Fund Resources 594-595 Capital Expenditures 591-593, 599 Debt Service 597 Transfers-Out 585 Special or Extraordinary Items 586 / 589 Custodial Activities 581, 582 Other Uses Total Other Decreases in Fund Resources: Increase (Decrease) in Cash and Investments: Ending Cash and Investments 5081000 Reserved 5088000 Unreserved Total Ending Cash and Investments 423 Golf Course Fund 500 Equipment Rental 540 PW Admin 555 Engineering Services ---- 42,296 714,117 26,226 210,781 ---- ---- ---- ---- - 1,270,799 553,053 955,678 ---- 8,648 14,227 7,860 2,120 8,648 1,285,026 560,913 957,798 -290,977 -- ---- --525,021 - -493,519 -- ---- ---- 23,216 --- 23,216 784,496 525,021 - (14,568)500,530 35,892 957,798 ---- - 905,111 - - ---- ---- ---- -905,111 -- -619,994 - 1,009,031 ---- --33,271 - ---- ---- ---- -619,994 33,271 1,009,031 (14,568)785,647 2,621 (51,233) ---- 27,728 1,499,764 28,847 159,548 27,728 1,499,764 28,847 159,548 City of Port Townsend Fund Resources and Uses Arising from Cash Transactions For the Year Ended December 31, 2018 The accompanying notes are an integral part of this statement.Page 22 Beginning Cash and Investments 30810 Reserved 30880 Unreserved 388 / 588 Net Adjustments Revenues 310 Taxes 320 Licenses and Permits 330 Intergovernmental Revenues 340 Charges for Goods and Services 350 Fines and Penalties 360 Miscellaneous Revenues Total Revenues: Expenditures 510 General Government 520 Public Safety 530 Utilities 540 Transportation 550 Natural and Economic Environment 560 Social Services 570 Culture and Recreation Total Expenditures: Excess (Deficiency) Revenues over Expenditures: Other Increases in Fund Resources 391-393, 596 Debt Proceeds 397 Transfers-In 385 Special or Extraordinary Items 386 / 389 Custodial Activities 381, 382, 395, 398 Other Resources Total Other Increases in Fund Resources: Other Decreases in Fund Resources 594-595 Capital Expenditures 591-593, 599 Debt Service 597 Transfers-Out 585 Special or Extraordinary Items 586 / 589 Custodial Activities 581, 582 Other Uses Total Other Decreases in Fund Resources: Increase (Decrease) in Cash and Investments: Ending Cash and Investments 5081000 Reserved 5088000 Unreserved Total Ending Cash and Investments 595 Unemployment Self-Insurance - 24,832 - - - - - - 246 246 32,835 - - - - - - 32,835 (32,589) - 32,835 - - - 32,835 - - - - - - - 246 - 25,078 25,078 City of Port Townsend Fund Resources and Uses Arising from Cash Transactions For the Year Ended December 31, 2018 The accompanying notes are an integral part of this statement.Page 23 308 Beginning Cash and Investments 388 & 588 Net Adjustments 310-390 Additions 510-590 Deductions Net Increase (Decrease) in Cash and Investments: 508 Ending Cash and Investments Total for All Funds (Memo Only) Pension/OPEB Trust Fund Private-Purpose Trust Custodial 482,864 246,381 2,549 233,934 (238,599)-(2,549)(236,050) 120,105 38,299 -81,806 106,060 25,809 -80,251 14,045 12,490 -1,555 258,310 258,871 -(561) City of Port Townsend Fiduciary Fund Resources and Uses Arising from Cash Transactions For the Year Ended December 31, 2019 The accompanying notes are an integral part of this statement. Page 24 308 Beginning Cash and Investments 388 & 588 Net Adjustments 310-390 Additions 510-590 Deductions Net Increase (Decrease) in Cash and Investments: 508 Ending Cash and Investments Total for All Funds (Memo Only) Pension/OPEB Trust Fund Private-Purpose Trust Custodial 312,008 231,925 2,549 77,534 ---- 327,329 36,686 -290,643 156,473 22,230 -134,243 170,856 14,456 -156,400 482,864 246,381 2,549 233,934 City of Port Townsend Fiduciary Fund Resources and Uses Arising from Cash Transactions For the Year Ended December 31, 2018 The accompanying notes are an integral part of this statement. Page 25 City of Port Townsend Notes to the Financial Statements For the Year Ended December 31, 2019 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Port Townsend was incorporated on January 16, 1860 and operates under the laws of the State of Washington applicable to a non-charter code city. The city is a general-purpose local government and provides police and fire protection, water, sewer, storm drainage, waste management, as well as maintaining parks, streets, and a library for use by its citizens. The City of Port Townsend reports financial activity in accordance with the Cash Basis Budgeting, Accounting and Reporting System (BARS) Manual prescribed by the State Auditor’s Office under the authority of Washington State law, Chapter 43.09 RCW. This manual prescribes a financial reporting framework that differs from generally accepted accounting principles (GAAP) in the following manner: x Financial transactions are recognized on a cash basis of accounting as described below. x Component units are required to be disclosed but are not included in the financial statements. x Government-wide statements, as defined in GAAP, are not presented. x All funds are presented, rather than a focus on major funds. x The Schedule of Liabilities is required to be presented with the financial statements as supplementary information. x Supplementary information required by GAAP is not presented. x Ending balances are not presented using the classifications defined in GAAP. A. Fund Accounting Financial transactions of the government are reported in individual funds. Each fund uses a separate set of self-balancing accounts that comprises its cash and investments, revenues and expenditures. The government’s resources are allocated to and accounted for in individual funds depending on their intended purpose. Each fund is reported as a separate column in the financial statements, except for fiduciary funds, which are presented by fund types. The total column is presented as “memo only” because any interfund activities are not eliminated. The following fund types are used: GOVERNMENTAL FUND TYPES: General Fund (Fund 010): This fund is the primary operating fund of the city. It accounts for all financial resources except those required or elected to be accounted for in another fund. Page 26 Special Revenue Funds (Funds in the 100 series): These funds account for specific revenue sources derived from specific taxes, grants or other sources, which are restricted or committed to expenditures for specified purposes of the city. Debt Service Funds (Funds in the 200 series): These funds account for the financial resources that are restricted, committed, or assigned to expenditures for principal, interest and related costs on general long-term debt. Capital Projects Funds (Funds in the 300 series): These funds account for financial resources which are restricted, committed, or assigned for the acquisition or construction of capital facilities or other capital assets. PROPRIETARY FUND TYPES: Enterprise Funds (Funds in the 400 series): These funds account for operations that provide goods or services to the general public and are supported primarily through user charges. Prior to 2016, the City reported its Golf Course Fund as a Fiduciary Fund. The activities of this fund are supported by user charges to support capital improvements, maintenance and repairs, and other operating expenditures of the Golf Course and was reassigned as an Enterprise Fund. Internal Service Funds (Funds in the 500 series): These funds account for operations that provide goods or services to other departments or funds of the city or other governmental units on a cost reimbursement basis. FIDUCIARY FUND TYPES: Fiduciary funds account for assets held by the government in a trustee capacity or as an agent on behalf of others. Pension (and Other Employee Benefit) Trust Funds (Fund 610): Pension funds are used to report fiduciary activities for pension and Other Post-Employment Benefits (OPEB) plans administered through a trust. This fund is used to account for financial resources to pay retiree benefits related to the Fire Fighters’ Retirement System (Firemen’s Pension). Private Purpose Trust: These funds report all trust arrangements under which principal and income benefit individuals, private organizations and other governments. The City currently does not have any of these funds. Page 27 Custodial Funds (Funds 631): These funds are used to account for assets that the city holds on behalf of others in a custodial capacity. The City’s custodial (Fund 631) is used for miscellaneous pass through deposits. B. Basis of Accounting and Measurement Focus Financial statements are prepared using the cash basis of accounting and measurement focus. Revenues are recognized when cash is received, and expenditures are recognized when paid. In accordance with state law the City of Port Townsend also recognizes expenditures paid during twenty days after the close of the fiscal year for claims incurred during the previous period. Purchases of capital assets are expensed during the year of acquisition. There is no capitalization of capital assets, nor allocation of depreciation expense. Inventory is expensed when purchased. C. Cash and Investments See Note 3 – Deposits and Investments D. Capital Assets The city is responsible for stewardship of public resources and as such, has policies and procedures in place to track, demonstrate accountability, and ensure security of all assets. Capital assets are assets with an initial individual cost of more than $5,000 and an estimated useful life in excess of one year. Operating under a cash basis, capital assets and inventory are recorded as capital expenditures when purchased; because the entire expenditure is recognized in the period when the cash outflow occurs, the reporting of depreciation accounts is not appropriate. Capital Improvements are defined as projects to create, expand, or modify a capital facility or infrastructure. The project may include design, permitting, environmental analysis, land acquisition, construction, landscaping, site improvements, initial furnishings, and equipment. E. Compensated Absences Vacation leave may be accumulated up to 240 hours for regular employees and 360 hours for department heads. Vacation leave is payable upon separation or retirement. Sick leave may be accumulated up to 1,440 hours. Upon separation or retirement em ployees do not receive payment for unused sick leave. Payments related to leave are recognized when paid. The compensated absence balances decreased by $54,529 from 2018 to 2019, ending at $473,073 for the year. F. Long-Term Debt See Note 5 – Debt Service Requirements G. Reserved Portion of Ending Cash and Investments Page 28 Beginning and Ending Cash and Investments is reported as reserved when it is subject to restrictions on use imposed by external parties or due to internal commitments established by the City Council through a formal action (e.g. ordinance or resolution). When expenditures that meet these restrictions are incurred, the city intends to use reserved resources first before using unreserved amounts. Reservations of Ending Cash and Investments consist of $688,212 as of December 31, 2019. These funds were reserved by Trust in 1956 for system replacement or improvements related to the Olympic Gravity Water System Pipeline (Ordinance 1321). Page 29 NOTE 2 – BUDGET COMPLIANCE The city adopts annual appropriated budgets for all funds. These budgets are appropriated at the fund level. The budget constitutes the legal authority for expenditures at that level. Annual appropriations for these funds lapse at the fiscal year end. Annual appropriated budgets are adopted on the same basis of accounting as used for financial reporting. The appropriated and actual expenditures for the legally adopted budgets were as follow: Budgeted amounts are authorized to be transferred within any fund/object classes within departments; however, any revisions that alter the total expenditures of a fund, or impact the number of authorized employee positions, salary ranges, hours, or other conditions of employment must be approved by the city council. Final Appropriated Actual Amounts Expenditures Variance General 10,286,457$ 10,166,384$ 120,073$ Street 930,573$ 813,828$ 116,745$ Library 1,161,673$ 1,108,971$ 52,702$ Real Estate Excise Tax Fund 510,000$ 510,000$ -$ Lodging Tax 573,536$ 544,168$ 29,368$ Fire & EMS Service 2,415,000$ 2,403,458$ 11,542$ Affordable Housing Fund 10,000$ -$ 10,000$ Community Development Block Grants 15,000$ 3,315$ 11,685$ Community Services 2,241,633$ 2,200,006$ 41,627$ GO Debt Service 1,689,855$ 1,683,251$ 6,604$ General Capital Improvement Funds 4,669,827$ 3,109,005$ 1,560,822$ Water/Sewer Utility Funds 11,570,291$ 10,087,420$ 1,482,871$ Storm water Operations & Storm Capital Funds 2,064,150$ 1,324,103$ 740,047$ Golf Course Fund 24,229$ 24,162$ 67$ Equipment Rental 1,072,310$ 967,148$ 105,162$ Public Work & Admin 594,272$ 508,692$ 85,580$ Engineering Service Fund 982,310$ 884,498$ 97,812$ Unemployment Self Insurance 20,000$ 668$ 19,332$ Firemen's Pension 26,179$ 25,809$ 370$ Custodial Funds -$ 319,023$ (319,023)$ TOTAL 40,857,295$ 36,683,910$ 4,173,385$ FISCAL YEAR 2019 Page 30 NOTE 3 – DEPOSITS AND INVESTMENTS Deposits and investments by type at December 31, 2019 are as follows: It is the city’s policy to invest all temporary cash surpluses. The interest on these investments is prorated to the various funds. Investments in the State Local Investment Pool (LGIP) The city is a voluntary participant in the Local Government Investment Pool, an external investment pool operated by the Washington State Treasurer. The pool is not rated and not registered with SEC. Rather, oversight is provided by the State Finance Committee in accordance with Chapter 43.250 RCW. Investments in the LGIP are reported at amortized cost, which is the same as the value of the pool per share. The LGIP does not impose any restrictions on participant withdrawals. The Office of the State Treasurer prepares a stand-alone financial report for the pool. A copy of the report is available from the Office of the State Treasurer, PO Box 40200, Olympia, Washington 98504- 0200, online at www.tre.wa.gov. Investments in U.S. Government Securities The city has invested a portion of the water and sewer utility funds in U.S. Government Securities at U.S. Bank, administered by ProEquities Inc., which is registered with the U.S. Securities and Exchange Commission (SEC) and the Municipal Securities Rulemaking Board (MSRB). ProEquities Inc. is subject to the regulations and rules on municipal securities established by the SEC and MSRB. U.S. Government Securities are reported at original cost. The weighted average maturity of these securities is 2.87 years. Type of Deposit or Investment City's own deposits and investments Deposits and investments held by the city as a custodian for other governments or organization Total Bank Deposits 2,703,219$ 62,023$ 2,765,242$ Certificates of Deposit - - Local Government Investment Pool 7,690,336 196,287 7,886,623 U.S. Government Securities 2,557,606 2,557,606 Total 12,951,161$ 258,310$ 13,209,471$ Page 31 Custodial Credit Risk Custodial credit risk for deposits is the risk that, in event o f a failure of a depository financial institution, the city would not be able to recover deposits or would not be able to recover collateral securities that are in possession of an outside party. The city’s deposits are mostly covered by federal depository insurance (FDIC) or by collateral held in a multiple financial institution collateral pool administered by the Washington Public Deposit Protection Commission (PDPC). All investments are insured, registered or held by the city or its agent in the government’s name. NOTE 4 – PROPERTY TAXES The Jefferson County Treasurer acts as agent to collect property taxes levied in the county for all taxing authorities. Collections are distributed after the total collected surpasses $10,000; with any balance left over distributed at month-end. Property tax revenues are recognized when cash is received by the city. Delinquent taxes are considered fully collectible because a lien affixes to the property when taxes are levied. The city’s regular levy for 2019 was $1.41735 per $1,000 on assessed valuation of $1,655,086,482 for a total regular levy of $2,345,852. A Library LID lift was approved by voters in 2008 to be initially phased in over 2009-2011. For 2019 the library levy was $0.65929 per $1,000 on assessed valuation of $1,655,086,482 for a total levy of $1,091,188. Voters approved a Fire LID lift in 2012. For 2019 the Fire LID lift was $0.43541 per $1,000 on assessed valuation of $1,655,086,482 for a tax amount of $720,652. The city also has a special levy for Emergency Medical Services (EMS). The EMS levy rate was voter approved in 2010 to $0.46608 per $1,000 on assessed valuation of $1,655,086,482 for a total levy of $771,413 in 2019. In 2015, voters approved a tax levy for improvements to the Mountain View Commons. The tax levy pays for the debt service on the bonds issued to make these improvements. The levy rate for 2019 was $0.09247 per $1,000 on assessed valuation of $1,622,060,005 for a total levy of $149,999. On February 12, 2019, the voters of Port Townsend and those in the East Jefferson Fire Rescue district approved the annexation of the City of Port Townsend into Fire Protection District No. 1, with voter approval at 69.28% and 67.74%, respectively. Prior to annexation the City’s fire services were funded through a Fire levy lid lift and a contribution of approximately $908,000 from the City’s General Fund. The City also has an EMS Levy that has been in place since 2010 to fund emergency response and transport services. With annexation and starting in 2019 for the 2020 tax year, the City will no longer have either the separate Fire or EMS levy. The City retains its full General property tax authority. The City Council has put in place a means to limit its authority to levy the full General levy property tax Page 32 for a period of five years. While the City Council cannot bind a future Council forever from doing its duties, it can limit what a future Council can do for a limited period of time. In this case, the Council has adopted an enforceable policy that limits the Council’s tax authority. Resolution 18-052 provides that the City will not assess any of the $908,000 increase in 2020 (the first year it would go into effect if annexation is approved). Thereafter starting in 2021 through 2024 the Council will have limited authority as provided for by the policy. The policy requires that any amount of the $908,000 be phased in at a rate not to exceed 33% per each year starting in 2021. Further, it restricts what the money can be used for as outlined in the adopted policy. The City’s policy also has a transparency provision that includes enhanced public notice and public process. In addition to the regular public process for the annual property tax levy actions by the City Council, the policy requires a separate public notice and process starting in June of preceding year for the City Council to consider using any of the $908,000 starting in 2021 through 2022 (note there is no levy allowed in 2020). Beginning in June of 2020, the City Manager is required to submit a proposal regarding any decision to use any of the $908,000. This will include whether to levy nothing at all or any portion thereof consistent with the annual policy limits. The City Manager shall also include the proposed use of the taxes to City Council. It is up to the City Council to accept or modify the City Manager’s proposal. The City Council prior to acting shall announce its intentions and provide an enhanced public notice of its intent. Based upon the City Council’s findings, following public input, the City Council will instruct the City Manager to include within the budget to be submitted for the following year their recommendation as it relates to the $908,000. This can also include a recommendation to not levy any of the $908,000. NOTE 5 – DEBT SERVICE REQUIREMENTS The accompanying Schedule of Liabilities (Schedule 09) provides a listing of the outstanding debt of the city and summarizes the City of Port Townsend’s debt transactions for Calendar Year 2019. The debt service payments for the year being reported and future payment requirements, including interest, are listed in the table below. Schedule 09 also includes liabilities for compensated absences (see Note 1E) and pension liabilities (see Note 6). A. Bonds The City of Port Townsend issues general obligation and revenue bonds to finance the construction and improvement of capital assets. Bonded indebtedness has also been used to advance refund revenue bonds prior to Fiscal Year 2018. General obligation bonds have been issued for both general government and business-type activities and are being repaid from the applicable resources. The revenue bonds are being repaid by proprietary fund revenues. Page 33 In 2019, the City Council authorized a Limited General Obligation Bond Anticipation Note (BAN) for $1,500,000. The BAN line of credit interest rate is fixed at 2.75% per annum. The 2019 BAN was used to repay the May 31, 2019 maturing BAN, which had a balance of $978,000. The city also made a principal payment of $108,000 leaving a balance of $870,000 as of December 31, 2019. The maturity date of the line of credit is June 1, 2021. In 2008, the City issued $7,500,000 in Limited General Obligation Bonds to finance road and sidewalk improvements, as well as tourism, infrastructure, and waterfront access improvements. In 2017, the City issued $9,155,000 Of Limited Tax General Obligation and Refunding Bonds (Series 2017A Bank Qualified/Tax Exempt) and $1,105,000 Limited Tax General Obligation Bonds (Series 2017B Taxable). The proceeds of the Bonds refunded approximately $7,800,000 of the 2008 General Obligation Bonds at a significantly lower interest rate, producing a net present value savings of $980,000 or 13.1%. The City took advantage of the savings and low interest rate enviro nment to obtain an additional $3,200,000 in proceeds. These proceeds funded sidewalk improvements, Water Street repaving project, capital improvements at the Carnegie Library and other capital items. The All-in Total Interest Cost of the bonds was 3.29%. The Bonds were authorized pursuant to Ordinance 3165, passed on February 6, 2017. Two series of bonds were structured where the taxable (higher interest rate) series (2017B) matures first, callable on or after June 1, 2022, followed by the lower cost tax-exempt bonds (2017A), callable on or after June 1, 2026. The City applied to S&P Global Ratings (S&P) for a rating on this bond issue. The rating analysis with S&PP covered the local economy, city policies and practices, management and finances. Based on the overall strength of the City, S&P upgraded the City’s bond rating from A+ to AA-. Year G.O. Bonds G.O. Bond Anticipation Line of Credit Revenue Bond Anticipation Line of Credit Revenue Bonds Other Debt Total Debt Service 2019 $1,677,451 $120,340 $56,996 $0 $1,492,724 $3,347,512 2020 $1,704,789 $886,925 $1,910,500 $0 $1,423,440 $5,925,654 2021 $1,701,139 $0 $0 $0 $1,414,346 $3,115,485 2022 $1,708,389 $0 $0 $0 $1,349,975 $3,058,364 2023 $1,679,239 $1,274,456 $2,953,695 2024-2028 $8,405,414 $0 $0 $0 $6,041,364 $14,446,779 2029-2033 $7,808,282 $0 $0 $0 $5,128,407 $12,936,689 2034-2038 $2,949,882 $0 $0 $0 $2,690,128 $5,640,010 2039-2042 $92,812 $0 $0 $0 $0 $92,812 Total $27,727,397 $1,007,265 $1,967,496 $0 $20,814,840 $51,516,998 DEBT SERVICE SCHEDULE Page 34 In 2010, the City issued an additional $3,740,000 in bonds for sidewalks, utilities and street improvements, as well as funding for the Carnegie Library seismic retrofit. In 2012 the City refunded the balance of the 1999 General Obligation Bonds and the 2005 General Obligation Bonds. As part of the same financing, $1,505,000 of the 2003 Bonds were advance refunded as well as $2,500,000 of the 2002 Bonds. In 2015, the City issued $3,385,000 in voter approved Unlimited Tax General Obligation bonds to finance energy retrofits, building improvements at city facilities located at Mountain View Commons, which houses municipal services and social and public service organizations, and other general capital project costs. The bond is being repaid by a voted property tax assessment and other City tax receipts. In 2016, the city council approved authorized a line of credit providing for the issuance and sale of a Water and Sewer Revenue Bond Anticipation Note with an aggregate principal amount not to exceed $3,000,000. This line of credit was established to provide interim financing for the city’s water and sewer capital improvements. The interest rate is Kitsap Bank’s prime rate minus 2.25% and cannot be less than 1.25%. As of the end of 2018, the city had an outstanding draw on the line of credit of $1,862,500, and the interest rate was 3.25%. The maturity date of the line of credit is March 1, 2021. The line of credit will allow the City to pay construction invoices per contract terms while awaiting reimbursement from state and federal programs. In 2018, the City issued $834,000 in Limited Tax General Obligation Bonds to provide funding for the construction of eight low-income rental housing units owned and operated by Homeward Bound, a Washington non-profit corporation. The bond is being repaid through a Promissory Note and Security Agreement with Homeward Bound. Proprietary Long-Term Debt currently outstanding as of December 31, 2019 is as follows: Issue Year Purpose Original Issue Interest Rate Maturity Date Debt Outstanding 2016 Utility Capital Revenue Bond Anticipation Note Line of Credit for Water/ Sewer improvements $1,862,500 Prime rate minus 2.25% interest rate; cannot be less than 1.25%3/1/2021 $1,862,500 2017 DOE - Wastewater Facility - Outfall Project $225,091 2.00% 7/31/2040 $225,091 2018 CERB - Regional Stormwater Facility $489,860 3.00% 7/31/2038 $489,860 Total $2,577,451 PROPRIETARY LONG TERM DEBT Page 35 General Obligation Debt currently outstanding as of December 31, 2019 is as follows: Issue Year Purpose Original Issue Interest Rate Maturity Date Debt Outstanding 2010 Limited G.O. Bonds for street, sidewalk, utilities and historic district $3,740,000 2.30% - 5.00% 12/1/2030 $2,950,000 2012 Limited G.O. Bonds for refunding of 1999 Bonds, a portion of the 2002 G.O. Bonds, and a portion of the 2005 G.O. Bonds $5,530,000 .50% - 4.25% 12/1/2025 $2,175,000 2015 Voted Unlimited G.O. Bonds for energy retrofits and capital improvments at the Mountain View campus and other general capital projects $3,385,000 2.0% - 4.0% 12/1/2031 $2,835,000 2017 Limited G.O. Taxable Bonds for Library Renovations, Streets & Visitor Center Frontage & Other general Capital Projects $1,150,000 1.2% - 3.2% 12/1/2025 $1,060,000 2017 Limited G.O. Bonds for Library Retrofit, Streets & Visitor Center Frontage & other general capital projects $9,155,000 4.00% 12/1/2035 $9,155,000 2018 Limited G.O. Taxable Bonds to provide funding to the Homeward Bound housing project $834,000 4.35% 5/22/2040 $834,000 2019 Limited G.O. Bond Anticipation Note (Line of Credit) for capital improvments at the Mountain View campus and other general capital project costs (Formerly 2014 BAN)$1,500,000 2.75% 6/1/2021 $870,000 Total $19,879,000 G.O. LONG TERM OUTSTANDING DEBT Page 36 B. Public Works Trust Fund Loans and State Revolving Fund Loans State of Washington Public Works Trust Funds (PWTF) Loans are intergovernmental loans from the Public Works Board to undertake local public works projects. These loans are a direct responsibility of the City of Port Townsend. The City currently has six such loans. State Revolving Fund (SRF) Loans are State of Washington Department of Ecology low interest loans for projects that protect and improve water quality. The City of Port Townsend has one SRF loan. Drinking Water State Revolving Fund (DWSRF) Loans are low interest State of Washington loans for infrastructure construction and improvements for drinking water systems that increase public health and comply with drinking water regulations. In some cases, partial loan forgiveness is offered. The City currently has three of these loans. As of December 31, 2019, the long-term debt payable for PWTF and SRF loans consisted of the following: Page 37 Issue Year Purpose Original Issue Interest Rate Maturity Date Debt Outstanding 1999 PWTF Loan: Gaines Street Lift Station; San Juan Street Trunk Line $1,434,365 1.00% 6/1/2019 $0 2001 PWTF Loan: Wastewater Treatment Outfall Expansion; Trunk Sewer Line Replacement $1,153,350 0.50% 6/1/2021 $110,553 2002 PWTF Loan: Morgan Hill Water System Improvements $1,263,453 0.50% 6/1/2022 $200,105 2005 SRF Loan: Dept of Ecology Loan: Wastewater Conveyance Storm and Sewer Separation; Gains Street Lift Station Phase II; Trunk Sewer Line Replacement $856,803 1.50% 9/8/2024 $244,288 2012 PWTF Loan: City Lake Repair $1,000,000 0.25% 6/1/2031 $631,578 2012 PWTF Loan: Mandated LT2 Water Treatment Facility $1,896,000 0.50% 6/1/2031 $1,343,057 2012 DWSRF Loan: LT2 Federally Mandated Water Treatment Facility $3,071,521 1.50% 10/1/2036 $2,627,468 2013 PWTF Loan: 5 MG Reservoir Replacement $1,258,394 0.50% 6/1/2032 $975,813 2013 PWTF Loan: UV Disinfection $3,942,278 0.50% 6/1/2032 $3,204,035 2014 DWSRF Loan: Replacement for Primary 5MG Reservoir with Booste [1]$4,596,320 1.00% 10/1/2037 $3,986,670 2015 DWSRF Loan: Mandated LT2 Water Treatment Facility[2]$3,537,275 1.00% 10/1/2037 $3,183,547 Total $16,507,114 PUBLIC WORKS AND STATE REVOLVING FUND LOAN SCHEDULE Page 38 NOTE 6 – PENSION PLANS A. State Sponsored Plans Substantially all city full-time and qualifying part-time employees participated in Public Employee’s Retirement System (PERS), Law Enforcement Officers’ and Fire Fighters’ Retirement System (LEOFF) Volunteer Firemen Relief and Pension Fund, Firemen’s Pension and Relief Fund administered by Washington State Department of Retirement Systems (DRS), under cost-sharing multiple-employer public employee defined benefit and defined contribution employee retirement plans. Contributions to the systems by both employee and employer are based upon gross wages covered by the plan. The State Legislature establishes, and amends, laws pertaining to the creation and administration of all public retirement systems. The Department of Retirement Systems, a department within the primary government of the State of Washington, issues a publicly available comprehensive annual financial report (CAFR) that includes financial statements and required supplementary information for each plan. The DRS CAFR may be obtained by writing to: Department of Retirement Systems Communication Unit PO Box 48380 Olympia, WA 98504-8380 Also, the DRS CAFR may be downloaded from the DRS website at www.drs.wa.gov. At June 30, 2019 (the measurement date of the plans), the city’s proportionate share of the collective net pension liabilities, as reported on Schedule 09, and the city’s proportionate share of the collective net pension assets was as follows: Allocation % Liability (Asset) PERS 1 0.000000% $0.00 PERS 1 UAAL 0.040129% $1,543,102.51 PERS 2 / 3 0.051811% $503,260.97 $2,046,363.48 Allocation % Liability (Asset) LEOFF 1 0.012331% -$243,735.90 LEOFF 2 0.039301% -$910,483.52 -$1,154,219.42 Total Net Pension Liability (Sch 09) Net pension Assets Page 39 LEOFF Plan 1 The city also participates in LEOFF Plan 1. The LEOFF Plan 1 is fully funded and no further employer contributions have been required since June 2000. If the plan becomes underfunded, funding of the remaining liability will require new legislation. Starting on July 1, 2000, employers and employees contribute zero percent. LEOFF Plan 2 The city also participates in the LEOFF Plan 2. The Legislature, by means of a special funding arrangement, appropriates money from the state general fund to supplement the current service liability and fund the prior service costs of Plan 2 in accordance with the recommendation of the Pension Funding Council and the LEOFF Plan 2 Retirement Board. This special funding situation is not mandated by the state constitution and could be changed by statute. B. Firemen’s Pension Trust Fund/Plan Plan Description. The City is the administrator of the Firemen’s Pension Fund/Plan which is closed, single-employer, defined benefit pension plan that was established in conformance with the Revised Code of Washington (RCW) Chapters 14.16, 14.18 and 41.20. The plan is limited to full-time and fully compensated firefighters who were hired prior to the establishment of the Law Enforcement Officers’ and Fire Fighters’ Retirement System (LEOFF) on March 1, 1970. Through the LEOFF Act, the State undertook to provide the bulk of police and fire pensions; however, the municipalities continue to be responsible for all or part of pension benefits for employees hired before March 1, 1970. Firefighters hired before, but not retired on March 1, 1970, received at retirement the greater of the pension benefit provided under the old pension laws and under the LEOFF Act. Any excess of the old benefit over the LEOFF benefit is provided by the City. The City also pays the customary and reasonable cost of necessary medical expenses of the retiree for life. Pre-LEOFF supplemental pension payments are based upon formulas using the City's current compensation levels attached to the employee’s rank at retirement. In the event the pension paid by the State falls short of what the retiree should receive based upon the formula, the City pays the difference. Should the retiree receive more from the State than would result from the application of the formula, no adjustments or paybacks are requested. The system/plan is shown as a trust fund in the financial statement of the City. As of December 31, 2019, membership consisted of two (2) pre-LEOFF firefighter retirees. Funding Policy. Under the State law, the Firefighter’s Pension Plan is funded from regular property tax levies at $0.225 per $1,000 assessed valuation, interest earnings, and City contributions required to meet projected future pension obligations. All costs associated with the pre-LEOFF firefighter retirees are accounted for in the Firemen’s Pension Trust Fund. Page 40 In 2019, the Firemen’s Pension Trust Fund received a total of $38,299 contributions as follows: 2019 __ Contributions: Contribution from General Fund – Property Tax $ 34,235 Investment Interest 4,064 Total Funding $ 38,299 A formal actuarial valuation study has not been done in recent years; however, based on the supplemental pension benefits paid over the last ten years coupled with consideration of the ages of the remaining plan members, the estimated funding requirements for future supplemental pension benefits as of December 31, 2019 is estimated at $3,216. This future pension obligation amount is not reported on the Schedule 09, as the Firemen’s Pension Fund/Plan has net pension asset as illustrated below. The total cash and investment balance in the Firemen’s Pension Fund as of December 31, 2019 is $258,871. City of Port Townsend Firemen’s Pension Trust Fund Assets (Liabilities) As of December 31, 2019 2019______ Total Fund Asset (Cash & Investments) $ 258,871 Less Estimated Future Supplemental Pension Obligations (3,216) Net Fund Asset Available for Costs of Medical Benefits $ 255,655 NOTE 7 – RISK MANAGEMENT The City of Port Townsend is a member of the Washington Cities Insurance Authority (WCIA). Utilizing Chapter 48.62 RCW (self-insurance regulation) and Chapter 39.34 RCW (Interlocal Cooperation Act), nine cities originally formed WCIA on January 1, 1981. WCIA was created for the purpose of providing a pooling mechanism for jointly purchasing insurance, jointly self-insuring, and / or jointly contracting for risk management services. WCIA has a total of 163 members. New members initially contract for a three-year term, and thereafter automatically renew on an annual basis. A one-year withdrawal notice is required before membership can be terminated. Termination does not relieve a former member from its unresolved loss history incurred during membership. Liability coverage is written on an occurrence basis, without deductibles. Coverage includes general, automobile, police, errors or omissions, stop gap, employment practices and employee benefits liability. Limits are $4 million per occurrence in the self-insured layer, and $16 million in limits above the self- insured layer is provided by reinsurance. Total limits are $20 million per occurrence subject to aggregates and sublimits. The Board of Directors determines the limits and terms of coverage annually. Insurance for property, automobile physical damage, fidelity, inland marine, and boiler and machinery coverage are purchased on a group basis. Various deductibles apply by type of coverage. Property coverage is self-funded from the members’ deductible to $750,000, for all perils other than flood and earthquake, and insured above that to $300 million per occurrence subject to aggregates and sublimits. Automobile physical damage coverage is self-funded from the members’ deductible to $250,000 and insured above that to $100 million per occurrence subject to aggregates and sublimits. Page 41 In-house services include risk management consultation, loss control field services, and claims and litigation administration. WCIA contracts for certain claims investigations, consultants for personnel and land use issues, insurance brokerage, actuarial, and lobbyist services. WCIA is fully funded by its members, who make annual assessments on a prospectively rated basis, as determined by an outside, independent actuary. The assessment covers loss, loss adjustment, reinsurance and other administrative expenses. As outlined in the interlocal, WCIA retains the right to additionally assess the membership for any funding shortfall. An investment committee, using investment brokers, produces additional revenue by investment of WCIA’s assets in financial instruments which comply with all State guidelines. A Board of Directors governs WCIA, which is comprised of one designated representative from each member. The Board elects an Executive Committee and appoints a Treasurer to provide general policy direction for the organization. The WCIA Executive Director reports to the Executive Committee and is responsible for conducting the day to day operations of WCIA. NOTE 8 – CONTINGENCIES AND LITIGATION In the opinion of management, the City’s insurance program (see Note 7) and self-insurance fund (see Note 10) are adequate to pay all known or pending claims. NOTE 9 – INTERFUND LOANS In 2019, the City Council authorized, through Resolution 19-093 on December 2, 2019, an interfund loan from the Transmission Line Replacement Fund to the Community Services Fund regarding resolution 19-054 on June 13, 2019 authorizing a contract with BERK Consulting, Inc. to develop a parks, recreation, and open space (PROS) plan for the City of Port Townsend. This interfund loan will be repaid by future appropriations to the Community Services Fund, no later than December 31, 2022. This $90,000 loan is the only outstanding interfund loan as of December 31, 2019. NOTE 10 – SELF INSURANCE The City of Port Townsend self-insures for unemployment through the State of Washington’s Employment Security Department. When a former employee files for and obtains unemployment coverage with the State of Washington, the City of Port Townsend is direct-billed their portion of the unemployment benefit costs. In 2013, the City of Port Townsend established an Unemployment Self Insurance Fund. As of December Loan Reference Borrowing Fund Lending Fund Balance 1/1/19 2019 Repayments New Loans Balance 12/31/2019 Parks PROS Plan Community Services Fund Transmission Line (417) -$ -$ 90,000$ 90,000$ TOTAL -$ -$ 90,000$ 90,000$ Page 42 31, 2019, the fund had a balance of $25,474 as compared to the prior year ending Fund balance of $25,078. NOTE 11 – MANAGEMENT FUNDS To assist in managing the City of Port Townsend’s finances, the city has established management funds for accounting purposes. The management fund activities are rolled into one fund for reporting purposes. The following funds include managerial fund activity that is reported in one fund: x Water and Sewer Utility Fund x Storm Utility Fund x General Government Capital Improvement Project Fund NOTE 12 – OTHER POST EMPLOYMENT BENEFITS The LEOFF I Retiree Medical Plan is a closed, single-employer, defined-benefit OPEB plan administered by the city as required by RCW 41.26. The plan pays for 100% of eligible retirees’ healthcare costs on a pay- as-you-go basis. As of December 31, 2019, the plan had seven members, all retirees. As of December 31, 2019, the city’s total OPEB liability was $2,771,711, as calculated using the alternative measurement method. For the year ended December 31, 2019, the city paid $51,957 in benefits. NOTE 13 – CONSTRUCTION COMMITMENT The City of Port Townsend has no active construction projects as of December 31, 2019. Total construction commitment as of the end of the year totaled $258,379. A summary table of those commitments is below: PROJECT CONTRACTOR PROJECT PHASE CONTRACT AMOUNT PAID TO DATE REMAINING CONTRACT Rainier Regional Stormwater Facility AHBL Design 233,742 212,447 21,295 Rainier Regional Stormwater Facility Van Aller Surveying Design 12,372 9,968 2,404 Sewer Outfall Replacement CH2MHill Engineers Design 544,727 327,404 217,323 Library Restrooms and Windows Terrapin Architecture, P.C.Design 28,000 10,643 17,357 TOTAL $818,841 $560,462 $258,379 TABLE OF CONSTRUCTION COMMITMENTS - 2019 Page 43 NOTE 14 – HEALTH & WELFARE The City of Port Townsend is a member of the Association of Washington Cities Employee Benefit Trust Health Care Program (AWC Trust HCP). Chapter 48.62 RCW provides that two or more local government entities may, by Interlocal agreement under Chapter 39.34 RCW, form together or join a pool or organization for the joint purchasing of insurance, and/or joint self-insurance, to the same extent that they may individually purchase insurance, or self-insure. An agreement to form a pooling arrangement was made pursuant to the provisions of Chapter 39.34 RCW, the Interlocal Cooperation Act. The AWC Trust HCP was formed on January 1, 2014 when participating cities, towns, and non-city entities of the AWC Employee Benefit Trust in the State of Washington joined together by signing an Interlocal Governmental Agreement to jointly self-insure certain health benefit plans and programs for participating employees, their covered dependents and other beneficiaries through a designated account within the Trust. As of December 31, 2019, 261 cities/towns/non-city entities participate in the AWC Trust HCP. The AWC Trust HCP allows members to establish a program of joint insurance and provides health and welfare services to all participating members. The AWC Trust HCP pools claims without regard to individual member experience. The pool is actuarially rated each year with the assumption of projected claims run-out for all current members. The AWC Trust HCP includes medical, dental and vision insurance through the following carriers: Kaiser Foundation Health Plan of Washington, Kaiser Foundation Health Plan of Washington Options, Inc., Regence BlueShield, Asuris Northwest Health, Delta Dental of Washington, and Vision Service Plan. Eligible members are cities and towns within the state of Washington. Non-City Entities (public agency, public corporation, intergovernmental agency, or political subdivision within the state of Washington) are eligible to apply for coverage into the AWC Trust HCP, submitting application to the Board of Trustees for review as required in the Trust Agreement. Participating employers pay monthly premiums to the AWC Trust HCP. The AWC Trust HCP is responsible for payment of all covered claims. In 2019, the AWC Trust HCP purchased stop loss insurance for Regence/Asuris plans at an Individual Stop Loss (ISL) of $1.5 million through Commencement Bay Risk Management, and Kaiser ISL at $1 million with Companion Life through ASG Risk Management. The aggregate policy is for 200% of expected medical claims. Participating employers’ contract to remain in the AWC Trust HCP for a minimum of three years. Participating employers with over 250 employees must provide written notice of termination of all coverage a minimum of 12 months in advance of the termination date, and participating employers with under 250 employees must provide written notice of termination of all coverage a minimum of 6 months in advance of termination date. When all coverage is being terminated, termination will only occur on December 31. Participating employers terminating a group or line of coverage must notify the AWC Trust HCP a minimum of 60 days prior to termination. A participating employer’s termination will not obligate that member to past debts, or further contributions to the AWC Trust HCP. Similarly, the terminating member forfeits all rights and interest to the AWC Trust HCP Account. The operations of the Health Care Program are managed by the Board of Trustees or its delegates. The Board of Trustees is comprised of four regionally elected officials from Trust member cities or towns, the Employee Benefit Advisory Committee Chair and Vice Chair, and two appointed individuals from the AWC Board of Directors, who are from Trust member cities or towns. The Trustees or its appointed Page 44 delegates review and analyze Health Care Program related matters and make operational decisions regarding premium contributions, reserves, plan options and benefits in compliance with Chapter 48.62 RCW. The Board of Trustees has decision authority consistent with the Trust Agreement, Health Care Program policies, Chapter 48.62 RCW and Chapter 200-110-WAC. The accounting records of the AWC Trust HCP are maintained in accordance with methods prescribed by the State Auditor’s office under the authority of Chapter 43.09 RCW. The AWC Trust HCP also follows applicable accounting standards established by the Governmental Accounting Standards Board (“GASB”). In 2018, the retiree medical plan subsidy was eliminated, and is noted as such in the report for the fiscal year ending December 31, 2018. Year-end financial reporting is done on an accrual basis and submitted to the Office of the State Auditor as required by Chapter 200-110 WAC. The audit report for the AWC Trust HCP is available from the Washington State Auditor’s office. NOTE 15 – COMPONENT UNIT(S), JOINT VENTURES, AND RELATED PARTIES The Fort Worden Public Development Authority (The Authority) was established by Ordinance 3108 enacted by the City on September 8, 2009. That Ordinance adopted the Authority’s Charter, granting it the power to manage, promote, develop, secure funding, and enhance the Fort Worden State Park including undertaking, assisting with, and otherwise facilitating the implementation of a Lifelong Learning Center at the Park. The Authority is a public corporation authorized under the provisions of RCW 35.21.735 – 35.21.759. It is a separate legal entity that is independent from the City. RCW 35.21.750 provides that “…liabilities incurred by such public corporation, commission, or authority shall be satisfied exclusively from the assets and properties of such public corporation, commission, or authority and no creditor or other person shall have any right of action against the city, town, or county creating such corporation, commission or authority on account of any debts, obligations, or liabilities of such public corporation, commission, or authority.” The Authority is governed by a Board of Directors. A nominating committee of the Authority solicits, reviews and recommends Board Members. As the Chartering Agency, the City appoints Board Members. The City Council also can remove Board members by resolution. The Authority maintains independent financial reports. Financial reports are provided annually to the City Manager and City Council and an independent audit is required annually. In 2019, the City provided $25,000 of support to the Authority from the Lodging Tax Fund (approved by the Lodging Tax Advisory Committee and the City Manager) to fund joint marketing of the Fort Worden Lifelong Learning Center and the City of Port Townsend. NOTE 16 – OTHER DISCLOSURES In 2019, a prior period adjustment was made for $280,891. $238,599 was related to changes in generally accepted accounting principles regarding the fund types, specifically, Fiduciary Funds. $42,292 was related to receiving a refund for a vendor overpayment on a 2018 construction project. Page 45 NOTE 17 – SUBSEQUENT EVENTS A. Local Sales & Use Tax for Affordable & Supportive Housing In January 2020, the City Council adopted Ordinance 3244 Adopting Legislation to Authorize a Sales and Use Tax for Affordable and Supportive Housing in Accordance with Substitute House Bill 1406 (SHB 1406). This ordinance will authorize the city to impose a tax of 0.073% to be used for affordable housing. The tax is a credit against the state sales tax rate of 6.5%, so it will not increase the tax rate for City consumers. The tax may remain in effect for 20 years. The City’s annual share of this tax is estimated at $21,000. The City Council also authorized Amendment 1 to its Interlocal Agreement with Jefferson County to manage the SHB 1406 revenues and expenditures under the same process and structures as the recording fee funds (178 and 179 funds). The SHB 1406 will be accounted and reported separately; the City will receive annual reporting from the County on the revenues and expenditures to SHB 1406 funds. B. COVID-19 In February 2020, the Governor of the state of Washington declared a state of emergency in response to the spread of a deadly new virus. In the weeks following the declaration, precautionary measures to slow the spread of the virus have been ordered. These measures include closing schools, colleges and universities, cancelling public events, prohibiting public and private gatherings, and requiring people to stay home unless they are leaving for an essential function. As of the filing of this annual report, the duration of the emergency is unknown. Due to the stay home order and the cancellation of many public events and gatherings in the City for 2020, City management staff is projecting a decline in revenues in some key areas. The City Manager has instituted temporary furloughs, hiring freezes of certain positions and budget reductions in discretionary spending. State and Federal funding resources may become available to assist local governments with this emergency. The length of time these measures will be in place, and the full extent of the financial impact on the city is unknown at this time. C. Release of Promissory Note and Security Agreement On October 28, 2020, the City executed a Release Agreement with Homeward Bound, a Washington non-profit corporation. The agreement released Homeward Bound of all their obligations, including repaying the City the principal amount of $834,000 under a Promissory Note dated December 10, 2018 related to constructing and owning eight low-income rental housing units, which the City provided funding through a 2018 bond issuance. The Release Agreement also transferred all the rights, title, and interest of the associated property to the City. D. Issuance of Debt In November 2020, the City issued a Limited Tax General Obligation and Refunding Bond in the principal amount of $3,658,350. The proceeds were used to refund the outstanding 2010 Limited Tax General Obligation Bonds, to repay the outstanding 2019 Limited Tax General Obligation Bond Anticipation Note, and to pay the costs to issue the bond. The new issuance was privately placed with Kitsap Bank of Port Orchard, WA. The $2,753,800 of proceeds for refunding maintain the same maturity date of 12/1/2030, Page 46 but at a significantly lower average interest rate of 1.54%. The remainder of $904,550 matures on 12/1/2040 and carries an average interest rate of 2.02%. In November 2020, the City issued a Water and Sewer Revenue Bond in the principal amount of $1,914,980. The proceeds were used to pay part of the cost of constructing water system improvements, to repay the City’s 2016 Water and Sewer Revenue Bond Anticipation Note, and to pay the costs to issue the bond. The new issuance was privately placed with Kitsap Bank of Port Orchard, WA. The bond matures on 12/1/2040 and carries an average interest rate of 2.16%. Page 47 City of Port Townsend Notes to the Financial Statements For the Year Ended December 31, 2018 NOTE 1 - SUMMARY OF SIGNIFICANT ACCOUNTING POLICIES The City of Port Townsend was incorporated on January 16, 1860 and operates under the laws of the State of Washington applicable to a non-charter code city. The city is a general purpose local government and provides police and fire protection, water, sewer, storm drainage, waste management, as well as maintaining parks, streets, and a library for use by its citizens. The City of Port Townsend reports financial activity in accordance with the Cash Basis Budgeting, Accounting and Reporting System (BARS) Manual prescribed by the State Auditor’s Office under the authority of Washington State law, Chapter 43.09 RCW. This manual prescribes a financial reporting framework that differs from generally accepted accounting principles (GAAP) in the following manner: x Financial transactions are recognized on a cash basis of accounting as described below. x Component units are required to be disclosed, but are not included in the financial statements. x Government-wide statements, as defined in GAAP, are not presented. x All funds are presented, rather than a focus on major funds. x The Schedule of Liabilities is required to be presented with the financial statements as supplementary information. x Supplementary information required by GAAP is not presented. x Ending balances are not presented using the classifications defined in GAAP. A. Fund Accounting Financial transactions of the government are reported in individual funds. Each fund uses a separate set of self-balancing accounts that comprises its cash and investments, revenues and expenditures. The government’s resources are allocated to and accounted for in individual funds depending on their intended purpose. Each fund is reported as a separate column in the financial statements, except for fiduciary funds, which are presented by fund types. The total column is presented as “memo only” because any interfund activities are not eliminated. The following fund types are used: GOVERNMENTAL FUND TYPES: General Fund (Fund 010): This fund is the primary operating fund of the city. It accounts for all financial resources except those required or elected to be accounted for in another fund. Page 48 Special Revenue Funds (Funds in the 100 series): These funds account for specific revenue sources derived from specific taxes, grants or other sources, which are restricted or committed to expenditures for specified purposes of the city. Debt Service Funds (Funds in the 200 series): These funds account for the financial resources that are restricted, committed, or assigned to expenditures for principal, interest and related costs on general long-term debt. Capital Projects Funds (Funds in the 300 series): These funds account for financial resources which are restricted, committed, or assigned for the acquisition or construction of capital facilities or other capital assets. PROPRIETARY FUND TYPES: Enterprise Funds (Funds in the 400 series): These funds account for operations that provide goods or services to the general public and are supported primarily through user charges. Prior to 2016, the City reported its Golf Course Fund as a Fiduciary Fund. The activities of this fund are supported by user charges to support capital improvements, maintenance and repairs, and other operating expenditures of the Golf Course and was reassigned as an Enterprise Fund. Internal Service Funds (Funds in the 500 series): These funds account for operations that provide goods or services to other departments or funds of the city or other governmental units on a cost reimbursement basis. FIDUCIARY FUND TYPES: Fiduciary funds account for assets held by the government in a trustee capacity or as an agent on behalf of others. Pension (and Other Employee Benefit) Trust Funds (Fund 610): Pension funds are used to report fiduciary activities for pension and OPEB plans administered through a trust. This fund is used to account for financial resources to pay retiree benefits related to the Fire Fighters’ Retirement System (Firemen’s Pension). Private Purpose Trust: These funds report all trust arrangements under which principal and income benefit individuals, private organizations and other governments. The City currently does not have any of these funds. Page 49 Custodial Funds (Funds 613 – 699): These funds are used to account for assets that the city holds on behalf of others in a custodial capacity. The City’s custodial funds include Refundable Deposits (Fund 632) used for performance bonds and other miscellaneous deposits, Agency Fund (Fund 631) used for miscellaneous pass through deposits, and the Memorial Fund (Fund 633) used to account for assets and donations to the City for general public benefit. Funds coming into the Memorial Fund are managed in accord with any conditions and terms imposed by the donor making the gift. B. Basis of Accounting and Measurement Focus Financial statements are prepared using the cash basis of accounting and measurement focus. Revenues are recognized when cash is received and expenditures are recognized when paid. In accordance with state law the City of Port Townsend also recognizes expenditures paid during twenty days after the close of the fiscal year for claims incurred during the previous period. Purchases of capital assets are expensed during the year of acquisition. There is no capitalization of capital assets, nor allocation of depreciation expense. Inventory is expensed when purchased. C. Cash and Investments See Note 3 – Deposits and Investments D. Capital Assets The city is responsible for stewardship of public resources and as such, has policies and procedures in place to track, demonstrate accountability, and insure security of all assets. Capital assets are assets with an initial individual cost of more than $5,000 and an estimated useful life in excess of one year. Operating under a cash basis, capital assets and inventory are recorded as capital expenditures when purchased; because the entire expenditure is recognized in the period when the cash outflow occurs, the reporting of depreciation accounts is not appropriate. Capital Improvements are defined as projects to create, expand, or modify a capital facility or infrastructure. The project may include design, permitting, environmental analysis, land acquisition, construction, landscaping, site improvements, initial furnishings, and equipment. E. Compensated Absences Vacation leave may be accumulated up to 240 hours for regular employees and 360 hours for department heads. Vacation leave is payable upon separation or retirement. Sick leave may be accumulated up to 1,440 hours. Upon separation or retirement em ployees do not receive payment for unused sick leave. Payments related to leave are recognized when paid. The compensated absence balances increased by $16,203 from 2017 to 2018, ending at $527,602 for the year. F. Long-Term Debt Page 50 See Note 5 – Debt Service Requirements G. Reserved Portion of Ending Cash and Investments Beginning and Ending Cash and Investments is reported as reserved when it is subject to restrictions on use imposed by external parties or due to internal commitments established by the City Council through a formal action (e.g. ordinance or resolution). When expenditures that meet these restrictions are incurred, the city intends to use reserved resources first before using unreserved amounts. Reservations of Ending Cash and Investments consist of $719,177 as of December 31, 2018. These funds were reserved by Trust in 1956 for system replacement or improvements related to the Olympic Gravity Water System Pipeline (Ordinance 1321). NOTE 2 – BUDGET COMPLIANCE The city adopts annual appropriated budgets for all funds. These budgets are appropriated at the fund level. The budget constitutes the legal authority for expenditures at that level. Annual appropriations for these funds lapse at the fiscal year end. Annual appropriated budgets are adopted on the same basis of accounting as used for financial reporting. The appropriated and actual expenditures for the legally adopted budgets were as follow: Page 51 Budgeted amounts are authorized to be transferred within any fund/object classes within departments; however, any revisions that alter the total expenditures of a fund, or impact the number of authorized employee positions, salary ranges, hours, or other conditions of employment must be approved by the city council. NOTE 3 – DEPOSITS AND INVESTMENTS It is the city’s policy to invest all temporary cash surpluses. The interest on these investments is prorated to the various funds. All deposits are covered by the Federal Deposit Insurance Corporation and/or the Washington Public Deposit Protection Commission. The city’s investments are insured, registered, or held by the city or its agent in the city’s name. The city has two investment instruments: 1. Deposits in the Local Government Investment Pool administered by the Washington Public Deposit Protection Commission. The monthly interest on these investments is prorated to the various funds based on participation and fund balance. Final Appropriated Actual Amounts Expenditures Variance General 9,396,000$ 9,222,339$ 173,661$ Street 1,015,710$ 990,144$ 25,566$ Library 1,127,585$ 1,103,780$ 23,805$ Real Estate Excise Tax Fund 540,000$ 540,000$ -$ Lodging Tax 547,338$ 541,394$ 5,944$ Fire & EMS Service 2,385,276$ 2,369,469$ 15,807$ Affordable Housing Fund 10,000$ -$ 10,000$ Community Development Block Grants 40,000$ 40,000$ -$ Community Services 2,150,776$ 2,038,993$ 111,783$ GO Debt Service 1,666,892$ 1,665,391$ 1,501$ General Capital Improvement Funds 7,587,001$ 6,646,797$ 940,204$ Water/Sewer Utility Funds 15,251,514$ 15,017,206$ 234,308$ Storm water Operations & Storm Capital Funds 1,378,574$ 1,358,449$ 20,125$ Golf Course Fund 40,419$ 23,216$ 17,203$ Equipment Rental 1,444,064$ 1,404,492$ 39,572$ Public Work & Admin 561,145$ 558,292$ 2,853$ Engineering Service Fund 1,065,865$ 1,009,030$ 56,835$ Unemployment Self Insurance 46,416$ 32,835$ 13,581$ Firemen's Pension 27,140$ 22,230$ 4,910$ Agency Funds -$ 134,242$ (134,242)$ Memorial Fund -$ -$ -$ TOTAL 46,281,715$ 44,718,300$ 1,563,415$ FISCAL YEAR 2018 Page 52 2. A portion of deposits for water and sewer utility funds are invested in U.S. Government securities at U.S. Bank, administered by ProEquities Inc., which is registered with the U.S. Securities and Exchange Commission (“SEC”) and the Municipal Securities Rulemaking Board (“MSRB”). ProEquities Inc. is subject to the regulations and rules on municipal securities established by the SEC and MSRB. The interest is recorded in the water and sewer fund when received. The weighted average maturity of these securities is 2.20 years. Investments are reported at fair value. Investment activity fo r the year ending December 31, 2018 is listed below: City of Port Townsend State of Washington Local Government Investment Pool 1/1/2018 Beginning Balance 6,547,911$ Gross Investment Earnings 151,117$ Administrative Fees (555)$ Net Investment Earnings 150,562$ Deposits 2,000,000$ Withdrawals (500,000)$ 1,500,000$ 12/31/2018 Ending Balance (Market Value) 8,198,473$ City of Port Townsend US Bank Investment Account 1/1/2018 Beginning Balance -$ Gross Investment Earnings 5,383$ Administrative Fees (81)$ Net Investment Earnings 5,302$ Deposits 2,033,596$ Withdrawals -$ 2,033,596$ 12/31/2018 Ending Balance (Market Value) 2,038,898$ Page 53 NOTE 4 – PROPERTY TAXES The Jefferson County Treasurer acts as agent to collect property taxes levied in the county for all taxing authorities. Collections are distributed after the total collected surpasses $10,000; with any balance left over distributed at month-end. Property tax revenues are recognized when cash is received by the city. Delinquent taxes are considered fully collectible because a lien affixes to the property when taxes are levied. The city’s regular levy for 2018 was $1.50579 per $1,000 on assessed valuation of $1,528,558,379 for a total regular levy of $2,301,703. A Library LID lift was approved by voters in 2008 to be initially phased in over 2009-2011. For 2018 the library levy was $0.70021 per $1,000 on assessed valuation of $1,528,558,379 for a total levy of $1,070,312. Voters approved a Fire LID lift in 2012. For 2018 the Fire LID lift was $0.46243 per $1,000 on assessed valuation of $1,528,558,379 for a tax amount of $706,865. The city also has a special levy for Emergency Medical Services (EMS). The EMS levy rate was voter approved in 2010 to $0.49492 per $1,000 on assessed valuation of $1,528,558,379 for a total levy of $756,527 in 2018. In 2015, voters approved a tax levy for improvements to the Mountain View Commons. The tax levy pays for the debt service on the bonds issued to make these improvements. The levy rate for 2018 was $0.10019 per $1,000 on assessed valuation of $1,497,191,373 for a total levy of $149,999. NOTE 5 – DEBT SERVICE REQUIREMENTS The accompanying Schedule of Liabilities (Schedule 09) provides a listing of the outstanding debt of the city and summarizes the City of Port Townsend’s debt transactions for Calendar Year 2018. The debt service payments for the year being reported and future payment requirements, including interest, are listed in the table below. Schedule 09 also includes liabilities for compensated absences (see Note 1E) and pension liabilities (see Note 6). Page 54 A. Bonds The City of Port Townsend issues general obligation and revenue bonds to finance the construction and improvement of capital assets. Bonded indebtedness has also been used to advance refund revenue bonds prior to Fiscal Year 2018. General obligation bonds have been issued for both general government and business-type activities and are being repaid from the applicable resources. The revenue bonds are being repaid by proprietary fund revenues. In 2018, the City issued $834,000 in Limited Tax General Obligation Bonds to provide funding for the construction of eight low-income rental housing units owned and operated by Homeward Bound, a Washington non-profit corporation. The bond is being repaid through a Promissory Note and Security Agreement with Homeward Bound. In 2008, the City issued $7,500,000 in Limited General Obligation Bonds to finance road and sidewalk improvements, as well as tourism, infrastructure, and waterfront access improvements. In 2017, the City issued $9,155,000 Of Limited Tax General Obligation and Refunding Bonds (Series 2017A Bank Qualified/Tax Exempt) and $1,105,000 Limited Tax General Obligation Bonds (Series 2017B Taxable). The proceeds of the Bonds refunded approximately $7,800,000 of the 2008 General Obligation Bonds at a significantly lower interest rate, producing a net present value savings of $980,000 or 13.1%. The City took advantage of the savings and low interest rate environment to obtain an additional $3,200,000 in proceeds. These proceeds funded sidewalk improvements, Water Street repaving project, capital improvements at the Carnegie Library and other capital items. The All-in Total Interest Cost of the bonds was 3.29%. The Bonds were authorized pursuant to Ordinance 3165, passed on February 6, Year G.O. Bonds G.O. Bond Anticipation Line of Credit Revenue Bond Anticipation Line of Credit Revenue Bonds Other Debt Total Debt Service 2018 $1,663,891 $0 $639,272 $21,000 $1,526,298 $3,850,461 2019 $1,683,854 $997,287 $1,903,500 $0 $1,457,016 $6,041,657 2020 $1,707,551 $0 $0 $0 $1,351,780 $3,059,331 2021 $1,703,901 $0 $0 $0 $1,342,590 $3,046,491 2022 $1,711,151 $0 $0 $0 $1,278,124 $2,989,275 2023-2027 $8,418,715 $0 $0 $0 $5,774,007 $14,192,722 2028-2032 $8,123,540 $0 $0 $0 $5,293,132 $13,416,672 2033-2037 $4,280,090 $0 $0 $0 $2,685,660 $6,965,750 2038-2041 $161,607 $0 $0 $0 $0 $161,607 Total $29,454,300 $997,287 $2,542,772 $21,000 $20,708,608 $53,723,967 DEBT SERVICE SCHEDULE Page 55 2017. Two series of bonds were structured where the taxable (higher interest rate) series (2017B) matures first, callable on or after June 1, 2022, followed by the lower cost tax-exempt bonds (2017A), callable on or after June 1, 2026. The City applied to S&P Global Ratings (S&P) for a rating on this bond issue. The rating analysis with S&PP covered the local economy, city policies and practices, management and finances. Based on the overall strength of the City, S&P upgraded the City’s bond rating from A+ to AA-. In 2010, the City issued an additional $3,740,000 in bonds for sidewalks, utilities and street improvements, as well as funding for the Carnegie Library seismic retrofit. In 2012 the City refunded the balance of the 1999 General Obligation Bonds and the 2005 General Obligation Bonds. As part of the same financing, $1,505,000 of the 2003 Bonds were advance refunded as well as $2,500,000 of the 2002 Bonds. In 2014, the City Council authorized a Limited General Obligation Bond Anticipation Note (BAN) for $1,500,000. The BAN line of credit interest rate is a variable rate tied to the LIBOR (London Interbank Offered Rate) and is calculated as 65% of the 3-month LIBOR rate plus 1.05%. The city initiated a draw of $978,000 on this line of credit in 2018. The maturity date of the line of credit was December 1, 2017, and was amended with Ordinance 3186 to extend the maturity to May 31, 2019. The interest rate and other terms remain the same. The interest rate for this credit line was 2.87% as of December 31, 2018. In 2015, the City issued $3,385,000 in voter approved Unlimited Tax General Obligation bonds to finance energy retrofits, building improvements at city facilities located at Mountain View Commons, which houses municipal services and social and public service organizations, and other general capital project costs. The bond is being repaid by a voted property tax assessment and other City tax receipts. In 2016, the city council approved authorized a line of credit providing for the issuance and sale of a Water and Sewer Revenue Bond Anticipation Note with an aggregate principal amount not to exceed $3,000,000. This line of credit was established to provide interim financing for the city’s water and sewer capital improvements. The interest rate is Kitsap Bank’s prime rate minus 2.25% and cannot be less than 1.25%. As of the end of 2018, the city had an outstanding draw on the line of credit of $1,862,500, and the interest rate was 3.25%. The maturity date of the line of credit is March 1, 2021. The line of credit will allow the City to pay construction invoices per contract terms while awaiting reimbursement from state and federal programs. Page 56 Proprietary Long-Term Debt currently outstanding as of December 31, 2018 is as follows: Issue Year Purpose Original Issue Interest Rate Maturity Date Debt Outstanding 1978 Water/Sewer Revenue Bonds for Water and Sewer Improvements $395,000 5.00% 12/1/2018 $0 2016 Utility Capital Revenue Bond Anticipation Note Line of Credit for Water/ Sewer improvements $1,862,500 Prime rate minus 2.25% interest rate; cannot be less than 1.25%3/1/2021 $1,862,500 2017 DOE - Wastewater Facility - Outfall Project $2,667 2.00% 6/30/2018 $2,667 2018 CERB - Regional Stormwater Facility $269,182 3.00% 7/31/2036 $269,182 Total $2,134,349 PROPRIETARY LONG TERM DEBT Page 57 General Obligation Debt currently outstanding as of December 31, 2018 is as follows: Issue Year Purpose Original Issue Interest Rate Maturity Date Debt Outstanding 2010 Limited G.O. Bonds for street, sidewalk, utilities and historic district $3,740,000 2.30% - 5.00% 12/1/2030 $3,155,000 2012 Limited G.O. Bonds for refunding of 1999 Bonds, a portion of the 2002 G.O. Bonds, and a portion of the 2005 G.O. Bonds $5,530,000 .50% - 4.25% 12/1/2025 $2,680,000 2014 Limited G.O. Bond Anticipation Note (Line of Credit) for capital improvments at the Mountain View campus and other general capital project costs $1,500,000 Variable rate tied to Libor index (65% of 3 month Libor plus 1.05%, rate as of 12/31/2018 - 2.86805% 5/31/2019 $978,000 2015 Voted Unlimited G.O. Bonds for energy retrofits and capital improvments at the Mountain View campus and other general capital projects $3,385,000 2.0% - 4.0% 12/1/2031 $3,020,000 2017 Limited G.O. Taxable Bonds for Library Renovations, Streets & Visitor Center Frontage & Other general Capital Projects $1,150,000 1.2% - 3.2% 12/1/2025 $1,060,000 2017 Limited G.O. Bonds for Library Retrofit, Streets & Visitor Center Frontage & other general capital projects $9,155,000 4.00% 12/1/2035 $9,155,000 2018 Limited G.O. Taxable Bonds to provide funding to the Homeward Bound housing project $834,000 4.35% 5/22/2040 $834,000 Total $20,882,000 G.O. LONG TERM OUTSTANDING DEBT Page 58 B. Public Works Trust Fund Loans and State Revolving Fund Loans State of Washington Public Works Trust Funds (PWTF) Loans are intergovernmental loans from the Public Works Board to undertake local public works projects. These loans are a direct responsibility of the City of Port Townsend. The City currently has seven such loans. State Revolving Fund (SRF) Loans are State of Washington Department of Ecology low interest loans for projects that protect and improve water quality. The City of Port Townsend has one SRF loan. Drinking Water State Revolving Fund (DWSRF) Loans are low interest State of Washington loans for infrastructure construction and improvements for drinking water systems that increase public health and comply with drinking water regulations. In some cases, partial loan forgiveness is offered. The City currently has three of these loans. As of December 31, 2018, the long-term debt payable for PWTF and SRF loans consisted of the following: Page 59 Issue Year Purpose Original Issue Interest Rate Maturity Date Debt Outstanding 1998 PWTF Loan: CT Pipeline Tri-Area Water Storage, Tri-Area Well Upgrades $2,172,055 1.00% 6/1/2018 $0 1999 PWTF Loan: Gaines Street Lift Station; San Juan Street Trunk Line $1,434,365 1.00% 6/1/2019 $59,594 2001 PWTF Loan: Wastewater Treatment Outfall Expansion; Trunk Sewer Line Replacement $1,153,350 0.50% 6/1/2021 $165,829 2002 PWTF Loan: Morgan Hill Water System Improvements $1,263,453 0.50% 6/1/2022 $266,807 2005 SRF Loan: Dept of Ecology Loan: Wastewater Conveyance Storm and Sewer Separation; Gains Street Lift Station Phase II; Trunk Sewer Line Replacement $856,803 1.50% 9/8/2024 $291,098 2012 PWTF Loan: City Lake Repair $1,000,000 0.25% 6/1/2031 $684,210 2012 PWTF Loan: Mandated LT2 Water Treatment Facility $1,896,000 0.50% 6/1/2031 $1,454,978 2012 DWSRF Loan: LT2 Federally Mandated Water Treatment Facility $3,071,521 1.50% 10/1/2036 $2,782,025 2013 PWTF Loan: 5 MG Reservoir Replacement $1,258,394 0.50% 6/1/2032 $1,050,875 2013 PWTF Loan: UV Disinfection $3,942,278 0.50% 6/1/2032 $3,450,499 2014 DWSRF Loan: Replacement for Primary 5MG Reservoir with Booste [1]$4,596,320 1.00% 10/1/2037 $4,196,495 2015 DWSRF Loan: Mandated LT2 Water Treatment Facility[2]$3,537,275 1.00% 10/1/2037 $3,360,411 Total $17,762,821 [1] - Received $1,969,851 in loan forgiveness, included in 2018 Reductions on Schedule 09 [2] - Received $1,515,975 in loan forgiveness, included in 2018 Reductions on Schedule 09 PUBLIC WORKS AND STATE REVOLVING FUND LOAN SCHEDULE Page 60 NOTE 6 – PENSION PLANS A. State Sponsored Plans Substantially all city full-time and qualifying part-time employees participated in Public Employee’s Retirement System (PERS), Law Enforcement Officers’ and Fire Fighters’ Retirement System (LEOFF) Volunteer Firemen Relief and Pension Fund, Firemen’s Pension and Relief Fund administered by Washington State Department of Retirement Systems (DRS), under cost-sharing multiple-employer public employee defined benefit and defined contribution employee retirement plans. Contributions to the systems by both employee and employer are based upon gross wages covered by the plan. The State Legislature establishes, and amends, laws pertaining to the creation and administration of all public retirement systems. The Department of Retirement Systems, a department within the primary government of the State of Washington, issues a publicly available comprehensive annual financial report (CAFR) that includes financial statements and required supplementary information for each plan. The DRS CAFR may be obtained by writing to: Department of Retirement Systems Communication Unit PO Box 48380 Olympia, WA 98504-8380 Also, the DRS CAFR may be downloaded from the DRS website at www.drs.wa.gov. At June 30, 2018 (the measurement date of the plans), the city’s proportionate share of the collective net pension liabilities, as reported on Schedule 09, and the city’s proportionate share of the collective net pension assets was as follows: Allocation % Liability (Asset) PERS 1 0.000000% $0.00 PERS 1 UAAL 0.040890% $1,826,161.30 PERS 2 / 3 0.052499% $896,373.70 $2,722,535.00 Allocation % Liability (Asset) LEOFF 1 0.012124% -$220,111.46 LEOFF 2 0.039131% -$794,444.61 -$1,014,556.07 Total Net Pension Liability (Sch 09) Net pension Assets Page 61 LEOFF Plan 1 The city also participates in LEOFF Plan 1. The LEOFF Plan 1 is fully funded and no further employer contributions have been required since June 2000. If the plan becomes underfunded, funding of the remaining liability will require new legislation. Starting on July 1, 2000, employers and employees contribute zero percent. LEOFF Plan 2 The city also participates in the LEOFF Plan 2. The Legislature, by means of a special funding arrangement, appropriates money from the state general fund to supplement the current service liability and fund the prior service costs of Plan 2 in accordance with the recommendation of the Pension Funding Council and the LEOFF Plan 2 Retirement Board. This special funding situation is not mandated by the state constitution and could be changed by statute. B. Firemen’s Pension Trust Fund/Plan Plan Description. The City is the administrator of the Firemen’s Pension Fund/Plan which is closed, single-employer, defined benefit pension plan that was established in conformance with the Revised Code of Washington (RCW) Chapters 14.16, 14.18 and 41.20. The plan is limited to full-time and fully compensated firefighters who were hired prior to the establishment of the Law Enforcement Officers’ and Fire Fighters’ Retirement System (LEOFF) on March 1, 1970. Through the LEOFF Act, the State undertook to provide the bulk of police and fire pensions; however, the municipalities continue to be responsible for all or part of pension benefits for employees hired before March 1, 1970. Firefighters hired before, but not retired on March 1, 1970, received at retirement the greater of the pension benefit provided under the old pension laws and under the LEOFF Act. Any excess of the old benefit over the LEOFF benefit is provided by the City. The City also pays the customary and reasonable cost of necessary medical expenses of the retiree for life. Pre-LEOFF supplemental pension payments are based upon formulas using the City's current compensation levels attached to the employee’s rank at retirement. In the event the pension paid by the State falls short of what the retiree should receive based upon the formula, the City pays the difference. Should the retiree receive more from the State than would result from the application of the formula, no adjustments or paybacks are requested. The system/plan is shown as a trust fund in the financial statement of the City. As of December 31, 2018, membership consisted of three (3) pre-LEOFF firefighter retirees. Funding Policy. Under the State law, the Firefighter’s Pension Plan is funded from regular property tax levies at $0.225 per $1,000 assessed valuation, interest earnings, and City contributions required to meet projected future pension obligations. All costs associated with the pre-LEOFF firefighter retirees are accounted for in the Firemen’s Pension Trust Fund. Page 62 In 2018, the Firemen’s Pension Trust Fund received a total of $36,686 contributions as follows: 2018 __ Contributions: Contribution from General Fund – Property Tax $ 34,235 Investment Interest 2,451 Total Funding $ 36,686 A formal actuarial valuation study has not been done in recent years; however, based on the supplemental pension benefits paid over the last ten years coupled with consideration of the ages of the remaining plan members, the estimated funding requirements for future supplemental pension benefits as of December 31, 2018 is estimated at $9,958. This future pension obligation amount is not reported on the Schedule 09, as the Firemen’s Pension Fund/Plan has net pension asset as illustrated below. The total cash and investment balance in the Firemen’s Pension Fund as of December 31, 2018 is $246,381. City of Port Townsend Firemen’s Pension Trust Fund Assets (Liabilities) As of December 31, 2018 2018______ Total Fund Asset (Cash & Investments) $ 246,381 Less Estimated Future Supplemental Pension Obligations (9,958) Net Fund Asset Available for Costs of Medical Benefits $ 236,423 NOTE 7 – RISK MANAGEMENT The City of Port Townsend is a member of the Washington Cities Insurance Authority (WCIA). Utilizing Chapter 48.62 RCW (self-insurance regulation) and Chapter 39.34 RCW (Interlocal Cooperation Act), nine cities originally formed WCIA on January 1, 1981. WCIA was created to providing a pooling mechanism for jointly purchasing insurance, jointly self-insuring, and / or jointly contracting for risk management services. WCIA has a total of 160 Members. New members initially contract for a three-year term, and thereafter automatically renew on an annual basis. A one-year withdrawal notice is required before membership can be terminated. Termination does not relieve a former member from its unresolved loss history incurred during membership. Liability coverage is written on an occurrence basis, without deductibles. Coverage includes general, automobile, police, errors or omissions, stop gap, employment practices and employee benefits liability. Limits are $4 million per occurrence in the self-insured layer, and $16 million in limits above the self-insured layer is provided by reinsurance. Total limits are $20 million per occurrence subject to aggregates and sub-limits. The Board of Directors determines the limits and terms of coverage annually. Insurance for property, automobile physical damage, fidelity, inland marine, and boiler and machinery coverage are purchased on a group basis. Various deductibles apply by type of coverage. Property Page 63 coverage is self-funded from the members’ deductible to $750,000, for all perils other than flood and earthquake, and insured above that to $300 million per occurrence subject to aggregates and sub- limits. Automobile physical damage coverage is self-funded from the members’ deductible to $250,000 and insured above that to $100 million per occurrence subject to aggregates and sub-limits. In-house services include risk management consultation, loss control field services, and claims and litigation administration. WCIA contracts for certain claims investigations, consultants for personnel and land use issues, insurance brokerage, actuarial, and lobbyist services. WCIA is fully funded by its members, who make annual assessments on a prospectively rated basis, as determined by an outside, independent actuary. The assessment covers loss, loss adjustment, and administrative expenses. As outlined in the interlocal, WCIA r etains the right to additionally assess the membership for any funding shortfall. An investment committee, using investment brokers, produces additional revenue by investment of WCIA’s assets in financial instruments which comply with all State guidelines. A Board of Directors governs WCIA, which is comprised of one designated representative from each member. The Board elects an Executive Committee and appoints a Treasurer to provide general policy direction for the organization. The WCIA Executive Director reports to the Executive Committee and is responsible for conducting the day to day operations of WCIA. NOTE 8 – CONTINGENCIES AND LITIGATION In the opinion of management, the City’s insurance program (see Note 7) and self-insurance fund (see Note 10) are adequate to pay all known or pending claims. NOTE 9 – INTERFUND LOANS In 2017, the City Council authorized, through Resolution 17-053 on November 13, 2017, an interfund loan from the Transmission Line Replacement Fund to the General Fund regarding resolution 17-019 on April 24, 2017 authorizing a loan from the City to Homeward Bound, a Washington non-profit corporation for an affordable housing project. This interfund loan was repaid when the city issued $834,000 in Limited General Obligation Bonds in 2018. The city signed a promissory note and security agreement with Homeward Bound, CLT in 2018. The interfund loan payment to the Transmission Line Fund was made on December 13, 2018 leaving a balance of zero for interfund loans as of 12/31/2018. Loan Reference Borrowing Fund Lending Fund Balance 1/1/18 2018 Repayments New Loans Balance 12/31/2018 Homeward Bound General Fund Transmission Line (417) $250,000 $250,000 $0 $0 TOTAL $250,000 $250,000 $0 $0 Page 64 NOTE 10 – SELF INSURANCE The City of Port Townsend self-insures for unemployment through the State of Washington’s Employment Security Department. When a former employee files for and obtains unemployment coverage with the State of Washington, the City of Port Townsend is direct-billed their portion of the unemployment benefit costs. In 2013, the City of Port Townsend established an Unemployment Self Insurance Fund. As of December 31, 2018, the fund had a balance of $25,078 as compared to the prior year ending Fund balance of $24,832. NOTE 11 – MANAGEMENT FUNDS To assist in managing the City of Port Townsend’s finances, the city has established management funds for accounting purposes. The management fund activities are rolled into one fund for reporting purposes. The following funds include managerial fund activity that is reported in one fund: x Water and Sewer Utility Fund x Storm Utility Fund x General Government Capital Improvement Project Fund NOTE 12 – POST EMPLOYMENT BENEFITS The City of Port Townsend has a commitment to pay for post-employment benefits for employees that belong to LEOFF1 retirement system. These benefits include medical insurance premiums, out-of- pocket medical costs, and dental and vision care. Six police retirees and three Fire/EMS retirees and/or spouses received these benefits during the year and $51,801 was paid out for those benefits. Page 65 NOTE 13 – CONSTRUCTION COMMITMENT The City of Port Townsend has three active construction projects as of December 31, 2018. Total construction commitment as of the end of the year totaled $750,210. A summary table of those commitments is below: NOTE 14 – HEALTH & WELFARE The City of Port Townsend is a member of the Association of Washington Cities Employee Benefit Trust Health Care Program (AWC Trust HCP). Chapter 48.62 RCW provides that two or more local government entities may, by Interlocal agreement under Chapter 39.34 RCW, form together or join a pool or organization for the joint purchasing of insurance, and/or joint self-insurance, to the same extent that they may individually purchase insurance, or self-insure. An agreement to form a pooling arrangement was made pursuant to the provisions of Chapter 39.34 RCW, the Interlocal Cooperation Act. The AWC Trust HCP was formed on January 1, 2014 when participating cities, towns, and non-city entities of the AWC Employee Benefit Trust in the State of Washington joined together by signing an Interlocal Governmental Agreement to jointly self-insure certain health benefit plans and programs for participating employees, their covered dependents and other beneficiaries through a designated account within the Trust. As of December 31, 2018, 257 cities/towns/non-city entities participate in the AWC Trust HCP. PROJECT CONTRACTOR PROJECT PHASE CONTRACT AMOUNT PAID TO DATE REMAINING CONTRACT Rainier Regional Stormwater Facility AHBL Design 151,921 80,716 71,204 Rainier Regional Stormwater Facility Van Aller Surveying Design 12,372 9,968 2,405 Outfall Replacement CH2MHill Engineers Design 249,825 116,485 133,340 SR 20 Pedestrian Walkway PND ENG Design 90,000 58,604 31,396 Jefferson Street Van Aller Surveying Design 16,145 15,065 1,081 Jefferson Street Krazan & Associates Construction 3,221 384 2,838 Jefferson Street Seton Construction 419,730 173,121 246,609 Visitor Center SCJ Alliance Design 188,852 39,876 148,976 Mountain View Rollunda Architect Design 172,882 167,688 5,194 Mountain View Olympic Peninsula Construction Construction 1,215,248 1,155,083 60,166 Library Rollunda Architect Design 110,203 96,779 13,424 Library Interwest Construction Construction 299,556 265,977 33,579 TOTAL $2,929,954 $2,179,744 $750,210 TABLE OF CONSTRUCTION COMMITMENTS - 2018 Page 66 The AWC Trust HCP allows members to establish a program of joint insurance and provides health and welfare services to all participating members. The AWC Trust HCP pools claims without regard to individual member experience. The pool is actuarially rated each year with the assumption of projected claims run-out for all current members. The AWC Trust HCP includes medical, dental and vision insurance through the following carriers: Kaiser Foundation Health Plan of Washington, Kaiser Foundation Health Plan of Washington Options, Inc., Regence BlueShield, Asuris Northwest Health, Delta Dental of Washington, and Vision Service Plan. Eligible members are cities and towns within the state of Washington. Non-City Entities (public agency, public corporation, intergovernmental agency, or political subdivision within the state of Washington) are eligible to apply for coverage into the AWC Trust HCP, submitting application to the Board of Trustees for review as required in the Trust Agreement. Participating employers pay monthly premiums to the AWC Trust HCP. The AWC Trust HCP is responsible for payment of all covered claims. In 2018, the AWC Trust HCP purchased stop loss insurance for Regence/Asuris plans at an Individual Stop Loss (ISL) of $1.5 million through Life Map, and Kaiser ISL at $1 million with Companion Life through ASG Risk Management. The aggregate policy is for 200% of expected medical claims. Participating employers contract to remain in the AWC HCP for a minimum of three years. Participating employers with over 250 employees must provide written notice of termination of all coverage a minimum of 12 months in advance of the termination date, and participating employers with under 250 employees must provide written notice of termination of all coverage a minimum of 6 months in advance of termination date. When all coverage is being terminated, termination will only occur on December 31. Participating employers terminating a group or line of coverage must notify the HCP a minimum of 60 days prior to termination. A participating employer’s termination will not obligate that member to past debts, or further contributions to the HCP. Similarly, the terminating member forfeits all rights and interest to the HCP Account. The operations of the Health Care Program are managed by the Board of Trustees or its delegates. The Board of Trustees is comprised of four regionally elected officials from Trust member cities or towns, the Employee Benefit Advisory Committee Chair and Vice Chair, and two appointed individuals from the AWC Board of Directors, who are from Trust member cities or towns. The Trustees or its appointed delegates review and analyze Health Care Program related matters and make operational decisions regarding premium contributions, reserves, plan options and benefits in compliance with Chapter 48.62 RCW. The Board of Trustees has decision authority consistent with the Trust Agreement, Health Care Program policies, Chapter 48.62 RCW and Chapter 200-110-WAC. The accounting records of the Trust HCP are maintained in accordance with methods prescribed by the State Auditor’s office under the authority of Chapter 43.09 RCW. The Trust HCP also follows applicable accounting standards established by the Governmental Accounting Standards Board (“GASB”). In 2018, the retiree medical plan subsidy was eliminated, and is noted as such in this report. Year-end financial reporting is done on an accrual basis and submitted to the Office of the State Auditor as required by Chapter 200-110 WAC. The audit report for the AWC Trust HCP is available from the Washington State Auditor’s office. Page 67 NOTE 15 – SUBSEQUENT EVENTS On February 12, 2019, the voters of Port Townsend and those in the East Jefferson Fire Rescue district approved the annexation of the City of Port Townsend into Fire Protection District No. 1, with voter approval at 69.28% and 67.74%, respectively. Prior to annexation the City’s fire services were funded through a Fire levy lid lift and a contribution of approximately $908,000 from the City’s General Fund. The City also has an EMS Levy that has been in place since 2010 to fund emergency response and transport services. With annexation and starting in 2019 for the 2020 tax year, the City will no longer have either the separate Fire or EMS levy. The City retains its full General property tax authority. The City Council has put in place a means to limit its authority to levy the full General levy property tax for a period of five years. While the City Council cannot bind a future Council forever from doing its duties, it can limit what a future Council can do for a limited period of time. In this case, the Council has adopted an enforceable policy that limits the Council’s tax authority. Resolution 18-052 provides that the City will not assess any of the $908,000 increase in 2020 (the first year it would go into effect if annexation is approved). Thereafter starting in 2021 through 2024 the Council will have limited authority as provided for by the policy. The policy requires that any amount of the $908,000 be phased in at a rate not to exceed 33% per each year starting in 2021. Further, it restricts what the money can be used for as outlined in the adopted policy. The City’s policy also has a transparency provision that includes enhanced public notice and public process. In addition to the regular public process for the annual property tax levy actions by the City Council, the policy requires a separate public notice and process starting in June of preceding year for the City Council to consider using any of the $908,000 starting in 2021 through 2022 (note there is no levy allowed in 2020). Beginning in June of 2020, the City Manager is required to submit a proposal regarding any decision to use any of the $908,000. This will include whether to levy nothing at all or any portion thereof consistent with the annual policy limits. The City Manager shall also include the proposed use of the taxes to City Council. It is up to the City Council to accept or modify the City Manager’s proposal. The City Council prior to acting shall announce its intentions and provide an enhanced public notice of its intent. Based upon the City Council’s findings, following public input, the City Council will instruct the City Manager to include within the budget to be submitted for the following year their recommendation as it relates to the $908,000. This can also include a recommendation to not levy any of the $908,000. NOTE 16 – OTHER FINANCIAL INFORMATION The Fort Worden Public Development Authority (The Authority) was established by Ordinance 3108 enacted by the City on September 8, 2009. That Ordinance adopted the Authority’s Charter, granting it the power to manage, promote, develop, secure funding, and enhance the Fort Worden State Park including undertaking, assisting with, and otherwise facilitating the implementation of a Lifelong Learning Center at the Park. The Authority is a public corporation authorized under the provisions of RCW 35.21.735 – 35.21.759. It is a separate legal entity that is independent from the City. RCW 35.21.750 provides that “…liabilities incurred by such public corporation, commission, or authority shall be satisfied exclusively from the assets and properties of such public corporation, commission, or authority and no creditor or other person shall have any right of action against the city, town, or county creating such corporation, Page 68 commission or authority on account of any debts, obligations, or liabilities of such public corporation, commission, or authority.” The Authority is governed by a Board of Directors. A nominating committee of the Authority solicits, reviews and recommends Board Members. As the Chartering Agency, the City appoints Board Members. The City Council also can remove Board members by resolution. The Authority maintains independent financial reports. Financial reports are provided annually to the City Manager and City Council and an independent audit is required annually. In 2018, the City provided $25,000 of support to the Authority from the Lodging Tax Fund (approved by the Lodging Tax Advisory Committee and the City Manager) to fund joint marketing of the Fort Worden Lifelong Learning Center and the City of Port Townsend. Page 69 ID. No.Description Beginning Balance Additions Reductions Ending BalanceDue Date General Obligation Debt/Liabilities 251.11 2010 Bond 3,155,000 - 205,000 2,950,00012/1/2030 251.11 2012 Refunding Bond 2,680,000 - 505,000 2,175,00012/1/2025 251.22 2015 Bond 3,020,000 - 185,000 2,835,00012/1/2031 251.11 2017a Refunding Bond 9,155,000 -- 9,155,00012/1/2035 251.11 2017b Taxable Refunding Bond 1,060,000 -- 1,060,00012/1/2025 251.11 2018 Bond 834,000 --834,0005/22/2040 19,904,000 -895,000 19,009,000Total General Obligation Debt/Liabilities: Revenue and Other (non G.O.) Debt/Liabilities 263.62 2019 BAN Line of Credit (Formerly 2014 BAN) 978,000 - 108,000 870,0006/1/2021 263.62 2016 Utility Line of Credit 1,862,500 - - 1,862,5003/1/2021 263.88 1999 PWTF Loan Sewer 59,594 - 59,594 -6/1/2019 263.88 2001 PWTF Loan Sewer 165,829 - 55,276 110,5536/1/2021 263.88 2002 PWTF Loan Water 266,807 - 66,702 200,1056/1/2022 263.82 2002 DOE Wastewater Loan 291,012 - 46,724 244,2889/8/2024 263.88 2012 PWTF Loan City Lake 684,210 - 52,632 631,5786/1/2031 263.82 2012 DWSRF LT2 2,782,025 - 154,557 2,627,46810/1/2036 263.88 2012 PWTF Loan LT2 1,454,978 - 111,921 1,343,0576/1/2031 263.88 2013 PWTF Loan UV Disinfection 3,450,499 - 246,464 3,204,0356/1/2032 263.88 2013 PWTF Loan 5MG Reservoir 1,050,875 - 75,062 975,8136/1/2032 263.82 2014 DWSRF Loan 5MG Reservoir 4,196,495 - 209,825 3,986,67010/1/2038 263.82 2015 DWSRF Loan LT2 3,360,411 - 176,864 3,183,54710/1/2037 263.82 2017 DOE Wastewater Loan 2,667 222,424 - 225,0917/31/2040 263.84 2015 CERB Loan 269,182 255,271 34,593 489,8607/31/2038 259.12 Compensated Absences 527,602 633,630 688,159 473,073 264.30 Net Pension Liability 2,722,535 783,363 1,459,535 2,046,363 264.40 OPEB Liability - 2,771,711 - 2,771,711 24,125,221 4,666,399 3,545,908 25,245,712Total Revenue and Other (non G.O.) Debt/Liabilities: 44,254,7124,440,9084,666,39944,029,221Total Liabilities: City of Port Townsend Schedule of Liabilities For the Year Ended December 31, 2019 Page 70 ID. No.Description Beginning Balance Additions Reductions Ending BalanceDue Date General Obligation Debt/Liabilities 251.11 2010 Bond 3,355,000 - 200,000 3,155,00012/1/2030 251.11 2012 Refunding Bond 3,165,000 - 485,000 2,680,00012/1/2025 251.22 2015 Bond 3,205,000 - 185,000 3,020,00012/1/2031 251.11 2017a Refunding Bond 9,155,000 -- 9,155,00012/1/2035 251.11 2017b Taxable Refunding Bond 1,060,000 -- 1,060,00012/1/2025 251.11 2018 Bond - 834,000 -834,0005/22/2040 263.61 2014 BAN Line of Credit - 978,000 -978,0005/31/2019 19,940,000 1,812,000 870,000 20,882,000Total General Obligation Debt/Liabilities: Revenue and Other (non G.O.) Debt/Liabilities 263.62 2016 Utility Line of Credit 1,700,000 762,500 600,000 1,862,5003/1/2021 252.11 1978 Water Revenue Bond 20,000 - 20,000 -3/1/2018 263.88 1998 PWTF Loan Water 44,718 - 44,718 -6/1/2018 263.88 1999 PWTF Loan Sewer 119,189 - 59,595 59,5946/1/2019 263.88 2001 PWTF Loan Sewer 221,105 - 55,276 165,8296/1/2021 263.88 2002 PWTF Loan Water 333,509 - 66,702 266,8076/1/2022 263.82 2002 DOE Wastewater Loan 337,127 - 46,115 291,0129/8/2024 263.88 2012 PWTF Loan City Lake 736,842 - 52,632 684,2106/1/2031 263.82 2012 DWSRF LT2 2,917,945 - 135,920 2,782,02510/1/2036 263.88 2012 PWTF Loan LT2 1,566,899 - 111,921 1,454,9786/1/2031 263.88 2013 PWTF Loan 5MG Reservoir 1,103,985 21,952 75,062 1,050,8756/1/2032 263.88 2013 PWTF Loan UV Disinfection 3,442,963 254,000 246,464 3,450,4996/1/2032 263.82 2014 DWSRF Loan 5MG Reservoir 5,588,889 (1,171,526) 220,868 4,196,49510/1/2037 263.82 2015 DWSRF Loan LT2 4,240,773 (703,498) 176,864 3,360,41110/1/2037 263.86 2017 DOE Wastewater Loan 2,100 567 -2,66712/31/2038 263.84 2015 CERB Loan - 269,182 -269,1827/31/2036 259.12 Compensated Absences 511,399 658,066 641,863 527,602 264.30 Net Pension Liability 3,678,861 746,263 1,702,589 2,722,535 26,566,304 837,506 4,256,589 23,147,221Total Revenue and Other (non G.O.) Debt/Liabilities: 44,029,2215,126,5892,649,50646,506,304Total Liabilities: City of Port Townsend Schedule of Liabilities For the Year Ended December 31, 2018 Page 71 Office of the Washington State Auditor sao.wa.gov ABOUT THE STATE A UDITOR’S OFFICE The State Auditor’s Office is established in the Washington State Constitution and is part of the executive branch of state government. The State Auditor is elected by the people of Washington and serves four-year terms. We work with state agencies, local governments and the public to achieve our vision of increasing trust in government by helping governments work better and deliver higher value. In fulfilling our mission to provide citizens with independent and transparent examinations of how state and local governments use public funds, we hold ourselves to those same standards by continually improving our audit quality and operational efficiency, and by developing highly engaged and committed employees. As an agency, the State Auditor’s Office has the independence necessary to objectively perform audits, attestation engagements and investigations. Our work is designed to comply with professional standards as well as to satisfy the requirements of federal, state and local laws. The Office also has an extensive quality control program and undergoes regular external peer review to ensure our work meets the highest possible standards of accuracy, objectivity and clarity. Our audits look at financial information and compliance with federal, state and local laws for all local governments, including schools, and all state agencies, including institutions of higher education. In addition, we conduct performance audits and cybersecurity audits of state agencies and local governments, as well as state whistleblower, fraud and citizen hotline investigations. The results of our work are available to everyone through the more than 2,000 reports we publish each year on our website, www.sao.wa.gov. Additionally, we share regular news and other information via an email subscription service and social media channels. We take our role as partners in accountability seriously. The Office provides training and technical assistance to governments both directly and through partnerships with other governmental support organizations. Stay c onnected at sao.wa.gov  Find your audit team  Request public records  Search BARS manuals (GAAP and cash), and find reporting templates  Learn about our training workshops and on-demand videos  Discover which governments serve you — enter an address on our map  Explore public financial data with the Financial Intelligence Tool Other ways to stay in touch  Main telephone: (564) 999-0950  Toll-free Citizen Hotline: (866) 902-3900  Email: webmaster@sao.wa.gov Page 72