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HomeMy WebLinkAbout2015 Accountability Audit Report Accountability Audit Report City of Port Townsend Jefferson County For the period January 1, 2014 through December 31, 2015 Published September 1, 2016 Report No. 1017341 Insurance Building, P.O. Box 40021 Olympia, Washington 98504-0021 (360) 902-0370 TDD Relay (800) 833-6388 September 1, 2016 Mayor and City Council City of Port Townsend Port Townsend, Washington Report on Accountability Thank you for the opportunity to work with you to promote accountability, integrity and openness in government. The State Auditor’s Office takes seriously our role of providing state and local governments with assurance and accountability as the independent auditor of public accounts. In this way, we strive to help government work better, cost less, deliver higher value and earn greater public trust. Independent audits provide essential accountability and transparency for City operations. This information is valuable to management, the governing body and public stakeholders when assessing the government’s stewardship of public resources. The attached comprises our report on the City’s compliance and safeguarding of public resources. Our independent audit report describes the overall results and conclusions for areas we examined. We appreciate the opportunity to work with your staff and we value your cooperation during the audit. Sincerely, TROY KELLEY STATE AUDITOR OLYMPIA, WA Washington State Auditor’s Office Washington State Auditor’s Office Page 3 TABLE OF CONTENTS Audit Summary ............................................................................................................................... 4 Related Reports ............................................................................................................................... 5 Information About The City ........................................................................................................... 6 About The State Auditor’s Office ................................................................................................... 7 Washington State Auditor’s Office Page 4 AUDIT SUMMARY Results in brief In the areas we audited, City operations complied with applicable requirements and provided adequate safeguarding of public resources. The City also complied with state laws and regulations and its own policies and procedures in the areas we examined. About the audit This report contains the results of our independent accountability audit of the City of Port Townsend from January 1, 2014 through December 31, 2015. Management is responsible for ensuring compliance and adequate safeguarding of public resources from fraud, loss or abuse. This includes the design, implementation and maintenance of internal controls relevant to these objectives. Our audit involved performing procedures to obtain evidence about the City’s uses of public resources, compliance with state laws and regulations and its own policies and procedures, and internal controls over such matters. In keeping with general auditing practices, we do not examine every transaction, activity or area. Instead, the areas examined were those representing the highest risk of fraud, loss, abuse, or noncompliance. The following areas were examined during this audit period:  Cash receipting  General disbursements  Financial condition  Open public meetings  Self-insurance Washington State Auditor’s Office Page 5 RELATED REPORTS Financial Our opinion on the City’s financial statements and compliance with federal grant program requirements is provided in a separate report, which includes the City’s financial statements. That report is available on our website, http://portal.sao.wa.gov/ReportSearch. Federal grant programs We evaluated internal controls and tested compliance with the federal program requirements, as applicable, for the City’s major federal programs, which are listed in the Schedule of Findings and Questioned Costs section of the separate financial statement and single audit report. That report is available on our website, http://portal.sao.wa.gov/ReportSearch. Washington State Auditor’s Office Page 6 INFORMATION ABOUT THE CITY The City of Port Townsend serves 9,485 citizens in Jefferson County. The City provides an array of services including water, sewer, storm drainage, police, parks and recreation, planning, street maintenance and construction, library and general administrative services. The City contracts for fire protection, court, jail and emergency medical services. A private company provides solid waste collection services. An elected, seven-member Council governs the City. The Council appoints a Manager to oversee the City’s daily operations and approximately 118 employees in 2015 and 107 employees in 2014. The City's operating and capital revenues were approximately $37 million and $26 million in fiscal years 2015 and 2014, respectively. Contact information related to this report Address: City of Port Townsend 250 Madison Street, Suite 1 Port Townsend, WA 98368 Contact: Nora Mitchell, Finance Director Telephone: (360) 379-4403 Website: www.cityofpt.us Information current as of report publish date. Audit history You can find current and past audit reports for the City of Port Townsend at http://portal.sao.wa.gov/ReportSearch . Washington State Auditor’s Office Page 7 ABOUT THE STATE AUDITOR’S OFFICE The State Auditor's Office is established in the state's Constitution and is part of the executive branch of state government. The State Auditor is elected by the citizens of Washington and serves four-year terms. We work with our audit clients and citizens to achieve our vision of government that works for citizens, by helping governments work better, cost less, deliver higher value, and earn greater public trust. In fulfilling our mission to hold state and local governments accountable for the use of public resources, we also hold ourselves accountable by continually improving our audit quality and operational efficiency and developing highly engaged and committed employees. As an elected agency, the State Auditor's Office has the independence necessary to objectively perform audits and investigations. Our audits are designed to comply with professional standards as well as to satisfy the requirements of federal, state, and local laws. Our audits look at financial information and compliance with state, federal and local laws on the part of all local governments, including schools, and all state agencies, including institutions of higher education. In addition, we conduct performance audits of state agencies and local governments as well as fraud, state whistleblower and citizen hotline investigations. The results of our work are widely distributed through a variety of reports, which are available on our website and through our free, electronic subscription service. We take our role as partners in accountability seriously, and provide training and technical assistance to governments, and have an extensive quality assurance program. Contact information for the State Auditor’s Office Public Records requests PublicRecords@sao.wa.gov Main telephone (360) 902-0370 Toll-free Citizen Hotline (866) 902-3900 Website www.sao.wa.gov